Stratton Kenneth Blair 4
4 · STEMCELLS INC · Filed Jan 31, 2012
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Award
Common Stock
2012-01-27+130,000→ 157,529 total
Holdings
- 4,062(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock units, with 1/4 vesting on January 27, 2013, 1/4 vesting on January 27, 2014, 1/4 vesting on January 27, 2015, and 1/4 vesting on January 27, 2016.
- [F2]Includes (1) 130,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2013, January 27, 2014, January 27, 2015, and January 27, 2016; (2) 15,000 restricted stock units, with 5,000 vesting on each of June 1, 2012, June 1, 2013, and June 1, 2014; and (3) 4,667 restricted stock units, with 2,333 vesting on each of May 15, 2012 and May 15, 2013. Amounts reflect automatic adjustments under applicable benefit plans triggered by issuer's 1 for 10 reverse stock split.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.