LAKIN JAMES 4
4 · ARRIS GROUP INC · Filed Feb 2, 2012
Insider Transaction Report
Form 4
ARRIS GROUP INCARRS
LAKIN JAMES
President, Adv Tech & Services
Transactions
- Conversion
Common stock
2012-01-31+4,356→ 181,002 total - Other
Restricted stock
2012-01-31−20,625→ 0 total - Conversion
Restricted stock
2012-01-31−4,356→ 23,144 total - Tax Payment
Restricted stock
2012-01-31$11.75/sh−2,519$29,598→ 20,625 total
Holdings
- 36,734
Restricted stock
- 13,545
Restricted stock
- 24,910
Restricted stock
- 20,624
Restricted stock
- 49,820
Restricted stock
- 20,662
Restricted stock
Footnotes (10)
- [F1]Represents the vested portion of a restricted stock grant converting to common stock.
- [F10]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- [F2]Represents a restricted performance stock grant vesting based on Company's share performance under Performance Criteria for the three year period ended 12/31/2011.
- [F3]Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- [F4]Represents cancellation of a portion of a restricted stock grant based upon Company's share performance under the Performance Criteria for the three year period ended 12/31/2011.
- [F5]Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- [F6]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- [F7]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- [F8]Represents a restricted stock grant which is in part performance-based. 9,183 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 36,734 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- [F9]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.