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4//SEC Filing

CEMPRA, INC. 4

Accession 0001209191-12-008923

CIK 0001461993operating
View on SEC.govCompany Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 2:11 PM ET

Size

23.3 KB

Accession

0001209191-12-008923

Insider Transaction Report

Form 4
Period: 2012-02-08
CEMPRA, INC.CEMP
MORRIS I WISTAR III
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+16,667$100,002→ 741,008 total
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+1,025$6,150→ 517,566 total(indirect: By Spouse)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+16,666$99,996→ 473,591 total(indirect: By Trust)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+1,025$6,150→ 474,616 total(indirect: By Trust)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+1,025$6,150→ 496,286 total(indirect: By Partnership)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+16,666$99,996→ 516,541 total(indirect: By Spouse)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+16,667$100,002→ 495,261 total(indirect: By Partnership)
  • Purchase

    Common Stock

    2012-02-08$6.00/sh+1,025$6,150→ 742,033 total
Holdings

  • Warrant

    Exercise: $6.00Exp: 2018-08-05→ Common Stock (13,635 underlying)
    13,635

  • Warrant

    (indirect: By Spouse)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (9,345 underlying)
    9,345

  • Warrant

    (indirect: By Trust)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,543 underlying)
    8,543

  • Warrant

    (indirect: By Partnership)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,944 underlying)
    8,944
Footnotes (4)
  • [F1]These shares were purchased in the Issuer's initial public offering.
  • [F2]Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswald Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  • [F3]Mr. Morris is the spouse of Martha Morris and a trustee of Cotswold Foundation.
  • [F4]Immediately.

Documents

1 file

Issuer

CEMPRA, INC.

CIK 0001461993

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001461993

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 2:11 PM ET
Size
23.3 KB
View on SEC.gov