Thorpe Allen R 4
4 · LPL Investment Holdings Inc. · Filed Feb 13, 2012
Insider Transaction Report
Form 4
Thorpe Allen R
Director
Transactions
- Award
Common Stock, par value $0.001 per share
2012-02-09+1,550→ 4,730 total
Footnotes (3)
- [F1]These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date. This restricted stock is being held for the benefit of Hellman & Freidman Capital Partners V, L.P. ("HFCP V") and Hellman & Friedman Capital Partners V (Parallel), L.P. ("HFCP V Parallel" and, together with HFCP V, the "H&F Funds"). The proceeds of any disposition of these securities will be applied against management fees pursuant to the applicable partnership agreement.
- [F2]This Common Stock is held by the Reporting Person for the benefit of the H&F Funds. Investors V is the sole general partner of each of the H&F Funds. Hellman & Friedman LLC ("H&F LLC" and, together with the H&F Funds, the "H&F Entities") is the sole general partner of Investors V.
- [F3]A four member investment committee of H&F LLC has investment discretion over such shares. The Reporting Person is a managing director of H&F LLC, but he is not a member of the investment committee. The Reporting Person disclaims beneficial ownership of the Common Stock beneficially owned by the HF Entities, except to the extent of his pecuniary interest, if any, therein.