HOLCOMBE MARIE A 5

Accession 0001209191-12-009486

CIK 0000722256other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 3:17 PM ET

Size

35.6 KB

Accession

0001209191-12-009486

Form 5

Period: 2011-12-31

10% Owner

Transactions

Other
Common Stock
2011-12-05+4,268→ 46,953 total
Other
Common Stock
2011-12-05+27→ 300 total
Other
Common Stock
2011-12-05+37,428→ 411,712 total(indirect: By Trust)
Other
Common Stock
2011-12-05+52,000→ 572,000 total(indirect: By LLC)
Other
Common Stock
2011-12-05+224→ 2,470 total(indirect: By Trust)
Other
Common Stock
2011-12-05+5,991→ 65,905 total(indirect: By Trust)
Other
Common Stock
2011-12-05+5,991→ 65,902 total(indirect: By Trust)
Other
Common Stock
2011-12-05+312→ 3,444 total(indirect: G.F. Holcombe a/c/f Daughters)
Other
Common Stock
2011-12-05+144→ 1,586 total(indirect: By Trust)
Other
Common Stock
2011-12-05+684→ 7,533 total(indirect: By Foundation)
Gift
Common Stock
2011-08-11+42,150→ 42,685 total
Other
Common Stock
2011-12-05+136→ 1,503 total(indirect: By Trust)
Gift
Common Stock
2011-04-21+246,052→ 374,284 total(indirect: By Trust)
Other
Common Stock
2011-12-05+12,879→ 141,673 total
Other
Common Stock
2011-12-05+224→ 2,470 total(indirect: By Trust)
Other
Common Stock
2011-12-05+63,587→ 699,463 total(indirect: By BMW Machinery (of which Reporting Person is the principal shareholder))
Other
Employee Stock Options (Right-to-Buy)
2011-12-05+1,384→ 15,233 total
Exercise: $23.71From: 2006-01-01Exp: 2016-01-01→ Common Stock (1,384 underlying)

Director10% Owner

Transactions

Gift
Common Stock
2011-04-21+246,052→ 374,284 total(indirect: By Trust)
Gift
Common Stock
2011-08-11+42,150→ 42,685 total
Other
Common Stock
2011-12-05+27→ 300 total
Other
Common Stock
2011-12-05+136→ 1,503 total(indirect: By Trust)
Other
Common Stock
2011-12-05+4,268→ 46,953 total
Other
Common Stock
2011-12-05+12,879→ 141,673 total
Other
Common Stock
2011-12-05+37,428→ 411,712 total(indirect: By Trust)
Other
Common Stock
2011-12-05+52,000→ 572,000 total(indirect: By LLC)
Other
Common Stock
2011-12-05+224→ 2,470 total(indirect: By Trust)
Other
Common Stock
2011-12-05+224→ 2,470 total(indirect: By Trust)
Other
Common Stock
2011-12-05+5,991→ 65,905 total(indirect: By Trust)
Other
Employee Stock Options (Right-to-Buy)
2011-12-05+1,384→ 15,233 total
Exercise: $23.71From: 2006-01-01Exp: 2016-01-01→ Common Stock (1,384 underlying)
Other
Common Stock
2011-12-05+5,991→ 65,902 total(indirect: By Trust)
Other
Common Stock
2011-12-05+312→ 3,444 total(indirect: G.F. Holcombe a/c/f Daughters)
Other
Common Stock
2011-12-05+144→ 1,586 total(indirect: By Trust)
Other
Common Stock
2011-12-05+684→ 7,533 total(indirect: By Foundation)
Other
Common Stock
2011-12-05+63,587→ 699,463 total(indirect: By BMW Machinery (of which Reporting Person is the principal shareholder))

Footnotes (10)

[F1]Distribution from Irrevocable Retained Annuity Trust
[F10]Allocation of stock dividend of .10 share of common stock for each option
[F2]These shares are owned by Marie A. Holcombe
[F3]Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
[F4]Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
[F5]These shares are owned by Gregory F. Holcombe
[F6]Shares held jointly by Reporting Persons.
[F7]Marie A. Holcombe serves as a co-trustee of this Trust effective May 24, 2010.
[F8]By Gregory F. Holcombe as custodian equally for each of his 2 daughters
[F9]Option grant price has been adjusted to reflect the allocation of 10% stock dividends.

Documents

1 file

HUDSON VALLEY HOLDING CORP

CIK 0000722256

Entity typeother