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5//SEC Filing

Mitchell John W 5

Accession 0001209191-12-009793

CIK 0001071625other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:30 PM ET

Size

13.8 KB

Accession

0001209191-12-009793

Insider Transaction Report

Form 5
Period: 2011-12-31
DOVER SADDLERY INCDOVR
Mitchell John W
Director
Transactions
  • Award

    Non-Qualified Stock Option

    2011-11-28+3,500→ 23,940 total
    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
Holdings

  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16→ Common Stock (7,000 underlying)
    23,940

  • Non-Qualified Stock Option

    Exercise: $8.78Exp: 2016-11-16→ Common Stock (3,500 underlying)
    23,940

  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
    23,940

  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
    23,940

  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
    23,940
Footnotes (13)
  • [F1]Granted on 11/17/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F10]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F11]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F12]When exercisable price will be $ 3.32.
  • [F13]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
  • [F2]As of 12/31/2011, total includes 7,000 Non-Qualified Stock Options as granted in 2006.
  • [F3]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2006
  • [F4]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F5]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
  • [F6]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F7]As of 12/31/2011, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
  • [F8]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F9]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2010.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeother

Related Parties

1
  • filerCIK 0001381194

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:30 PM ET
Size
13.8 KB
View on SEC.gov