Powers James F 5

5 · DOVER SADDLERY INC · Filed Feb 14, 2012

Form 5

Period: 2011-12-31

Director

Transactions

Award
Non-Qualified Stock Option
2011-11-28+3,500→ 20,440 total
Exercise: $3.32Exp: 2011-11-27→ Common Stock (3,500 underlying)

Holdings

Non-Qualified Stock Option
Exercise: $7.50Exp: 2016-10-25→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
20,440
Common Stock
294,335
Non-Qualified Stock Option
Exercise: $10.00From: 2005-12-30Exp: 2015-11-16→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
20,440

Footnotes (13)

[F1]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2005.
[F10]This transaction has been previously reported on a Form 4 filed in a timely manner.
[F11]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
[F12]When exercisable price will be $ 3.32.
[F13]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
[F2]Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
[F3]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
[F4]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
[F5]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
[F6]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
[F7]As of 12/31/2011, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
[F8]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
[F9]As of 12/31/2011, total includes 3,500 Non-Qualified Stock Options as granted in 2010.

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