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5//SEC Filing

PEARCE DAVID R 5

Accession 0001209191-12-009800

CIK 0001071625other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:34 PM ET

Size

11.7 KB

Accession

0001209191-12-009800

Insider Transaction Report

Form 5
Period: 2011-12-31
DOVER SADDLERY INCDOVR
PEARCE DAVID R
Director
Transactions
  • Award

    Incentive Stock Option

    2011-11-28+15,725→ 55,725 total
    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
Holdings

  • Common Stock

    (indirect: by Oakland Farm, Inc.)
    1,500

  • Common Stock

    1,500

  • Non-Qualified Stock Option

    Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying)
    10,500

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying)
    55,725
Footnotes (10)
  • [F1]As of 12/31/2011, the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2011.
  • [F10]As of 12/31/2011, total includes 15,725 Incentive Stock options as granted in 2011. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
  • [F2]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock.
  • [F3]Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F4]As of 12/31/2011, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
  • [F5]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F6]As of 12/31/2011, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
  • [F7]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F8]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
  • [F9]When exercisable price will be $ 3.32.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeother

Related Parties

1
  • filerCIK 0000941637

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:34 PM ET
Size
11.7 KB
View on SEC.gov