PEARCE DAVID R 5

5 · DOVER SADDLERY INC · Filed Feb 14, 2012

Form 5

Period: 2011-12-31

Director

Transactions

Award
Incentive Stock Option
2011-11-28+15,725→ 55,725 total
Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)

Holdings

Common Stock
(indirect: by Oakland Farm, Inc.)
1,500
Common Stock
1,500
Non-Qualified Stock Option
Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying)
10,500
Incentive Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying)
55,725

Footnotes (10)

[F1]As of 12/31/2011, the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2011.
[F10]As of 12/31/2011, total includes 15,725 Incentive Stock options as granted in 2011. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
[F2]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock.
[F3]Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years.
[F4]As of 12/31/2011, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
[F5]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
[F6]As of 12/31/2011, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2011 equals 66,225.
[F7]This transaction has been previously reported on a Form 4 filed in a timely manner.
[F8]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
[F9]When exercisable price will be $ 3.32.

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