Schmidt William G 5

Accession 0001209191-12-009803

CIK 0001071625other

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:35 PM ET

Size

23.9 KB

Accession

0001209191-12-009803

Insider Transaction Report

Form 5

Period: 2011-12-31

DOVER SADDLERY INCDOVR

Schmidt William G

VP of Operations

Transactions

Purchase
Common Stock
2011-11-21$1.24/sh+2,644$3,279→ 22,606 total
Purchase
Common Stock
2011-01-13$1.24/sh+2,644$3,279→ 22,606 total
Conversion
Incentive Stock Option
2011-01-13−2,644→ 83,913 total
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying)
Conversion
Incentive Stock Option
2011-11-21−2,644→ 83,913 total
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying)
Award
Incentive Stock Option
2011-11-28+15,725→ 83,913 total
Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)

Holdings

Common Stock
17,318
Incentive Stock Option
Exercise: $10.00From: 2005-12-30Exp: 2015-11-16→ Common Stock (15,725 underlying)
83,913
Incentive Stock Option
Exercise: $7.50Exp: 2016-10-25→ Common Stock (15,725 underlying)
83,913
Incentive Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
83,913
Incentive Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (5,288 underlying)
83,913
Incentive Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
83,913

Footnotes (21)

[F1]As of 12/31/2010.
[F10]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years
[F11]A total of 13,220 Incentive Stock option were granted in 2008; of this award 2,644 vested option have been purchased by the reporting person on 6/3/2010, of this award 2,644 vested option have been purchased by the reporting person on 1/31/2011, and of this award 2,644 vested option have been purchased by the reporting person on 11/21/2011.
[F12]As of 12/31/2011, total includes 5,288 Incentive Stock Options as granted in 2008.
[F13]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
[F14]As of 12/31/2011, total includes 15,725 Incentive Stock Options as granted in 2010.
[F15]13,220 Incentive Stock Options were granted in 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
[F16]Price at time of exercise was $1.24.
[F17]As of 12/31/2011.
[F18]13,220 Incentive Stock Options were granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
[F19]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
[F2]This transaction has been previously reported on a Form 4 filed in a timely manner.
[F20]When exercisable price will be $ 3.32.
[F21]As of 12/31/2011, total includes 15,725 Incentive Stock Options as granted in 2011.
[F3]As of 12/31/2011. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Options to purchase a total of 5,288 shares of Common Stock in 2011, as reported in Table II.
[F4]This transaction has been previously reported on a Form 4 filed in a timely manner, as amended and corrected hereby.
[F5]As of 12/31/2011, total includes 15,725 Incentive Stock Options as granted in 2005
[F6]Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
[F7]As of 12/31/2011, total includes 15,725 Incentive Stock Options as granted in 2006.
[F8]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
[F9]As of 12/31/2011, total includes 15,725 Incentive Stock Options as granted in 2007.

Documents

1 file

5
doc5.xmlPrimary
FORM 5 SUBMISSION

Issuer

DOVER SADDLERY INC

CIK 0001071625

→

Entity typeother

Related Parties

filerCIK 0001344346

Filing Metadata

Form type: 5
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 14, 1:35 PM ET
Size: 23.9 KB

View on SEC.gov