5//SEC Filing
DAVENPORT JOHN 5
Accession 0001209191-12-009997
CIK 0000924168other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:57 PM ET
Size
8.0 KB
Accession
0001209191-12-009997
Insider Transaction Report
Form 5
DAVENPORT JOHN
DirectorPresident
Transactions
- Purchase
Warrant for Common Stock
2008-03-14+15,600→ 449,600 totalExercise: $3.08From: 2008-03-14Exp: 2013-03-14→ Common Stock (15,600 underlying) - Purchase
Warrant for Common Stock
2009-12-30+125,000→ 574,600 totalExercise: $0.01From: 2009-12-30Exp: 2014-12-30→ Common Stock (125,000 underlying)
Footnotes (2)
- [F1]The correct number of warrants were filed on the 3/14/2008 Form 4 filing, however, there was a mathematical error in the 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s).' The amount filed was 15,600, but should have been 415,600. These 15,600 warrants were also not carried forward as of the reporting person's Form 4 filed 4/1/2011. The 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s)' was filed as 434,000, but should have been 449,600.
- [F2]Issuer issued these warrants to reporting person as partial consideration for his pledge of funds to assist issuer in its bonding support program. For description of that program, see issuer's proxy statement filed with SEC for issuer's 2010 annual meeting of shareholders.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001254581
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:57 PM ET
- Size
- 8.0 KB