DAVENPORT JOHN 5
5 · ENERGY FOCUS, INC/DE · Filed Feb 14, 2012
Insider Transaction Report
Form 5
DAVENPORT JOHN
DirectorPresident
Transactions
- Purchase
Warrant for Common Stock
2008-03-14+15,600→ 449,600 totalExercise: $3.08From: 2008-03-14Exp: 2013-03-14→ Common Stock (15,600 underlying) - Purchase
Warrant for Common Stock
2009-12-30+125,000→ 574,600 totalExercise: $0.01From: 2009-12-30Exp: 2014-12-30→ Common Stock (125,000 underlying)
Footnotes (2)
- [F1]The correct number of warrants were filed on the 3/14/2008 Form 4 filing, however, there was a mathematical error in the 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s).' The amount filed was 15,600, but should have been 415,600. These 15,600 warrants were also not carried forward as of the reporting person's Form 4 filed 4/1/2011. The 'Number of derivative Securities Beneficially Owned Following Reported Transaction(s)' was filed as 434,000, but should have been 449,600.
- [F2]Issuer issued these warrants to reporting person as partial consideration for his pledge of funds to assist issuer in its bonding support program. For description of that program, see issuer's proxy statement filed with SEC for issuer's 2010 annual meeting of shareholders.