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4//SEC Filing

Tzeng Joseph 4

Accession 0001209191-12-011238

CIK 0001408278other
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:20 PM ET

Size

39.0 KB

Accession

0001209191-12-011238

Insider Transaction Report

Form 4
Period: 2012-02-15
Synacor, Inc.SYNC
Crystal Venture II, Ltd.
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2012-02-15+16,353→ 275,676 total
  • Conversion

    Common Stock

    2012-02-15+58,317→ 259,323 total
  • Conversion

    Common Stock

    2012-02-15+2,685,240→ 2,707,188 total
  • Conversion

    Common Stock

    2012-02-15+785,433→ 3,492,621 total
  • Purchase

    Common Stock

    2012-02-15$5.00/sh+100,000$500,000→ 100,000 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−199,374→ 0 total
    → Common Stock (199,374 underlying)
  • Conversion

    Common Stock

    2012-02-15+199,374→ 201,006 total
  • Conversion

    Common Stock

    2012-02-15+220,240→ 3,712,861 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−186,176$930,880→ 3,526,685 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−2,685,240→ 0 total
    → Common Stock (2,685,240 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−785,433→ 0 total
    → Common Stock (785,433 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−58,317→ 0 total
    → Common Stock (58,317 underlying)
  • Sale

    Common Stock

    2012-02-15$5.00/sh−13,823$69,115→ 261,853 total
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−220,240→ 0 total
    → Common Stock (220,240 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−16,353→ 0 total
    → Common Stock (16,353 underlying)
Holdings

  • Common Stock

    21,948

  • Common Stock

    1,632

  • Non-employee Director Stock Option (right to purchase)

    Exercise: $3.32Exp: 2021-08-15→ Common Stock (50,000 underlying)
    50,000
Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P.
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2012-02-15+58,317→ 259,323 total
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−58,317→ 0 total
    → Common Stock (58,317 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−2,685,240→ 0 total
    → Common Stock (2,685,240 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−220,240→ 0 total
    → Common Stock (220,240 underlying)
  • Conversion

    Common Stock

    2012-02-15+199,374→ 201,006 total
  • Conversion

    Common Stock

    2012-02-15+785,433→ 3,492,621 total
  • Conversion

    Common Stock

    2012-02-15+220,240→ 3,712,861 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−186,176$930,880→ 3,526,685 total
  • Purchase

    Common Stock

    2012-02-15$5.00/sh+100,000$500,000→ 100,000 total
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−16,353→ 0 total
    → Common Stock (16,353 underlying)
  • Conversion

    Common Stock

    2012-02-15+16,353→ 275,676 total
  • Conversion

    Common Stock

    2012-02-15+2,685,240→ 2,707,188 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−13,823$69,115→ 261,853 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−199,374→ 0 total
    → Common Stock (199,374 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−785,433→ 0 total
    → Common Stock (785,433 underlying)
Holdings

  • Common Stock

    21,948

  • Common Stock

    1,632

  • Non-employee Director Stock Option (right to purchase)

    Exercise: $3.32Exp: 2021-08-15→ Common Stock (50,000 underlying)
    50,000
Crystal Internet Venture Fund II (BVI), L.P.
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2012-02-15+199,374→ 201,006 total
  • Conversion

    Common Stock

    2012-02-15+16,353→ 275,676 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−186,176$930,880→ 3,526,685 total
  • Purchase

    Common Stock

    2012-02-15$5.00/sh+100,000$500,000→ 100,000 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−2,685,240→ 0 total
    → Common Stock (2,685,240 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−785,433→ 0 total
    → Common Stock (785,433 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−220,240→ 0 total
    → Common Stock (220,240 underlying)
  • Conversion

    Common Stock

    2012-02-15+2,685,240→ 2,707,188 total
  • Conversion

    Common Stock

    2012-02-15+785,433→ 3,492,621 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−199,374→ 0 total
    → Common Stock (199,374 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−58,317→ 0 total
    → Common Stock (58,317 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−16,353→ 0 total
    → Common Stock (16,353 underlying)
  • Conversion

    Common Stock

    2012-02-15+58,317→ 259,323 total
  • Conversion

    Common Stock

    2012-02-15+220,240→ 3,712,861 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−13,823$69,115→ 261,853 total
Holdings

  • Common Stock

    21,948

  • Common Stock

    1,632

  • Non-employee Director Stock Option (right to purchase)

    Exercise: $3.32Exp: 2021-08-15→ Common Stock (50,000 underlying)
    50,000
Tzeng Joseph
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2012-02-15+199,374→ 201,006 total
  • Conversion

    Common Stock

    2012-02-15+58,317→ 259,323 total
  • Conversion

    Common Stock

    2012-02-15+2,685,240→ 2,707,188 total
  • Conversion

    Common Stock

    2012-02-15+220,240→ 3,712,861 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−186,176$930,880→ 3,526,685 total
  • Purchase

    Common Stock

    2012-02-15$5.00/sh+100,000$500,000→ 100,000 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−2,685,240→ 0 total
    → Common Stock (2,685,240 underlying)
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−199,374→ 0 total
    → Common Stock (199,374 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−785,433→ 0 total
    → Common Stock (785,433 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−58,317→ 0 total
    → Common Stock (58,317 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−16,353→ 0 total
    → Common Stock (16,353 underlying)
  • Conversion

    Common Stock

    2012-02-15+785,433→ 3,492,621 total
  • Conversion

    Common Stock

    2012-02-15+16,353→ 275,676 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−13,823$69,115→ 261,853 total
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−220,240→ 0 total
    → Common Stock (220,240 underlying)
Holdings

  • Common Stock

    21,948

  • Common Stock

    1,632

  • Non-employee Director Stock Option (right to purchase)

    Exercise: $3.32Exp: 2021-08-15→ Common Stock (50,000 underlying)
    50,000
Kellogg Daniel
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-02-15+199,374→ 201,006 total
  • Conversion

    Common Stock

    2012-02-15+785,433→ 3,492,621 total
  • Conversion

    Common Stock

    2012-02-15+220,240→ 3,712,861 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−199,374→ 0 total
    → Common Stock (199,374 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−58,317→ 0 total
    → Common Stock (58,317 underlying)
  • Conversion

    Common Stock

    2012-02-15+2,685,240→ 2,707,188 total
  • Conversion

    Common Stock

    2012-02-15+58,317→ 259,323 total
  • Conversion

    Common Stock

    2012-02-15+16,353→ 275,676 total
  • Conversion

    Series A Convertible Preferred Stock

    2012-02-15−2,685,240→ 0 total
    → Common Stock (2,685,240 underlying)
  • Sale

    Common Stock

    2012-02-15$5.00/sh−186,176$930,880→ 3,526,685 total
  • Sale

    Common Stock

    2012-02-15$5.00/sh−13,823$69,115→ 261,853 total
  • Purchase

    Common Stock

    2012-02-15$5.00/sh+100,000$500,000→ 100,000 total
  • Conversion

    Series B Convertible Preferred Stock

    2012-02-15−785,433→ 0 total
    → Common Stock (785,433 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−220,240→ 0 total
    → Common Stock (220,240 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-02-15−16,353→ 0 total
    → Common Stock (16,353 underlying)
Holdings

  • Common Stock

    1,632

  • Non-employee Director Stock Option (right to purchase)

    Exercise: $3.32Exp: 2021-08-15→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    21,948
Footnotes (6)
  • [F1]These securities are held directly by Crystal Internet Venture Fund II (BVI), L.P. and indirectly by Crystal Venture II, Ltd., the general partner of Crystal Internet Venture Fund II (BVI), L.P., and Joseph Tzeng and Daniel Kellogg, the Class A members of Crystal Venture II, Ltd., who have all the voting rights of Crystal Venture II, Ltd. Each of Crystal Venture II, Ltd., Mr. Tzeng and Mr. Kellogg may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
  • [F2]These securities are held directly by Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P. and indirectly by Crystal Venture II, Ltd., the general partner of Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P., and Joseph Tzeng and Daniel Kellogg, the Class A members of Crystal Venture II, Ltd., who have all the voting rights of Crystal Venture II, Ltd. Each of Crystal Venture II, Ltd., Mr. Tzeng and Mr. Kellogg may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
  • [F3]The reported securities represent the shares of the issuer's common stock that were underlying shares of the issuer's preferred stock that converted into common stock on a 1.5:1 basis upon the closing of the issuer's initial public offering (the "Initial Public Offering").
  • [F4]The reported securities are owned directly by Mr. Tzeng. None of Crystal Internet Venture Fund II (BVI), Crystal Vision, L.P., Crystal Internet Venture Fund II (BVI), L.P., Crystal Venture II, Ltd. or Mr. Kellogg has beneficial ownership of the reported securities.
  • [F5]The number of shares of preferred stock reported in Column 5 converted into the issuer's common stock on a 1.5:1 basis upon the closing of the Initial Public Offering.
  • [F6]The option vests in three equal annual installments following completion by Mr. Tzeng of each of three years of service to the issuer following September 1, 2011.

Documents

1 file

Issuer

Synacor, Inc.

CIK 0001408278

→
Entity typeother

Related Parties

1
  • filerCIK 0001541205

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:20 PM ET
Size
39.0 KB
View on SEC.gov