Home/Filings/4/A/0001209191-12-011483
4/A//SEC Filing

WILLIAMS KATHRYN ANNE 4/A

Accession 0001209191-12-011483

CIK 0001518715other

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 9:32 PM ET

Size

15.7 KB

Accession

0001209191-12-011483

Insider Transaction Report

Form 4/AAmended
Period: 2012-02-14
WILLIAMS KATHRYN ANNE
SVP - Comm Relations Dir
Transactions
  • Award

    Common Stock

    2012-02-15+48451,781.2 total
  • Award

    Employee Stock Option (Right To Buy)

    2012-02-15+1,4532,653 total
    Exercise: $44.00From: 2012-02-15Exp: 2022-02-15Common Stock (1,453 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    547.1
  • Common Stock

    (indirect: By Trust)
    4,000
  • Common Stock

    (indirect: By Trust)
    20,440.8
  • Common Stock

    (indirect: Employee Stock Ownership Plan)
    7,626.849
Footnotes (5)
  • [F1]Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.
  • [F2]Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.
  • [F3]Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust
  • [F4]Ms. Williams is the trustee for the Mullins-Williams Children's Trust.
  • [F5]The option vests in three equal installments on February 15, 2013, 2014 and 2015.

Issuer

HomeStreet, Inc.

CIK 0001518715

Entity typeother

Related Parties

1
  • filerCIK 0001529796

Filing Metadata

Form type
4/A
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 9:32 PM ET
Size
15.7 KB