Home/Filings/4/A/0001209191-12-012293
4/A//SEC Filing

WILLIAMS KATHRYN ANNE 4/A

Accession 0001209191-12-012293

CIK 0001518715other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 9:38 PM ET

Size

10.8 KB

Accession

0001209191-12-012293

Insider Transaction Report

Form 4/AAmended
Period: 2012-02-15
WILLIAMS KATHRYN ANNE
SVP - Comm Relations Dir
Transactions
  • Award

    Employee Stock Option (Right To Buy)

    2012-02-15+1,4531,453 total
    Exercise: $44.00Exp: 2022-02-15Common Stock (1,453 underlying)
  • Award

    Common Stock

    2012-02-15+48461,781.2 total
Holdings
  • Common Stock

    (indirect: By Trust)
    547.1
  • Common Stock

    (indirect: By Trust)
    4,000
  • Common Stock

    (indirect: Employee Stock Ownership Plan)
    7,626.849
  • Common Stock

    (indirect: By Trust)
    20,440.8
Footnotes (6)
  • [F1]Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.
  • [F2]Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances.
  • [F3]Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust.
  • [F4]Ms. Williams is the trustee for the Andrew A. Mullins-Williams Trust dated 12/27/88.
  • [F5]Ms. Williams is the trustee for the Mullins-Williams Children's Trust.
  • [F6]The option vests in three equal installments on February 15, 2013, 2014 and 2015.

Issuer

HomeStreet, Inc.

CIK 0001518715

Entity typeother

Related Parties

1
  • filerCIK 0001529796

Filing Metadata

Form type
4/A
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 9:38 PM ET
Size
10.8 KB