4//SEC Filing
Dwyer William E III 4
Accession 0001209191-12-012878
CIK 0001397911other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:15 PM ET
Size
9.2 KB
Accession
0001209191-12-012878
Insider Transaction Report
Form 4
Dwyer William E III
Managing Director
Transactions
- Tax Payment
Common Stock
2012-02-22$32.60/sh−38,346$1,250,080→ 363,912 total - Exercise/Conversion
Restricted Stock Units
2012-02-22−95,149→ 0 totalExercise: $0.00→ Common Stock (95,149 underlying) - Exercise/Conversion
Common Stock
2012-02-22+95,149→ 402,258 total
Footnotes (2)
- [F1]Each stock unit is a bookkeeping entry of which one stock unit is the economic equivalent of one share of Issuer's common stock.
- [F2]Restricted Stock Units are fully vested, except that accounts are forfeited if the holder is terminated for cause. Distribution of units occurs at the earliest to occur of death, disability, change in control (as defined in the 2008 Deferred Compensation Plan) or February 22, 2012. Settlement is made within 90 days of the distribution event (or, with respect to the settlement in 2012, by the end of the calendar year).
Documents
Issuer
LPL Investment Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001405121
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 4:15 PM ET
- Size
- 9.2 KB