FRISBIE RICHARD D 4
4 · Bazaarvoice Inc · Filed Feb 29, 2012
Insider Transaction Report
Form 4
Battery Ventures VIII lp
10% Owner
Transactions
- Conversion
Common Stock
2012-02-29+50,000→ 4,585,885 total(indirect: By Battery Ventures VIII, L.P.) - Conversion
Common Stock
2012-02-29+3,309,306→ 7,895,191 total(indirect: By Battery Ventures VIII, L.P.) - Conversion
Common Stock
2012-02-29+884,615→ 8,779,806 total(indirect: By Battery Ventures VIII, L.P.) - Sale
Common Stock
2012-02-29$12.00/sh−877,981$10,535,772→ 7,901,825 total(indirect: By Battery Ventures VIII, L.P.) - Conversion
Series A Preferred Stock
2012-02-29−50,000→ 0 total(indirect: By Battery Ventures VIII, L.P.)→ Common Stock (50,000 underlying) - Conversion
Series C Preferred Stock
2012-02-29−3,309,306→ 0 total(indirect: By Battery Ventures VIII, L.P.)→ Common Stock (3,309,306 underlying) - Conversion
Series D Preferred Stock
2012-02-29−884,615→ 0 total(indirect: By Battery Ventures VIII, L.P.)→ Common Stock (884,615 underlying)
Footnotes (4)
- [F1]The Series A Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]The reported securities are owned directly by Battery Ventures VIII, L.P. The sole general partner of Battery Ventures VIII, L.P. is Battery Partners VIII, LLC. Neeraj Agrawal, Michael Brown, Thomas J. Crotty, Sunil Dhaliwal, Richard D. Frisbie, Kenneth P. Lawler, Roger H. Lee, R. David Tabors and Scott R. Tobin are the managing members of Battery Partners VIII, LLC and have voting and investment power over the shares held by Battery Ventures VIII, L.P. Each of Messrs. Agrawal, Brown, Crotty, Dhaliwal, Frisbie, Lawler, Lee, Tabors and Tobin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]The Series C Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.
- [F4]The Series D Preferred Stock, which was convertible into shares of Common Stock on a one-for-one basis at any time and had no expiration date, converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering.