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4//SEC Filing

Dwyer William E III 4

Accession 0001209191-12-015816

CIK 0001397911other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:21 PM ET

Size

9.2 KB

Accession

0001209191-12-015816

Insider Transaction Report

Form 4
Period: 2012-03-02
Dwyer William E III
Managing Director
Transactions
  • Exercise/Conversion

    Common Stock

    2012-03-02$1.35/sh+35,098$47,382399,010 total
  • Exercise/Conversion

    Option to Purchase Common Stock

    2012-03-0235,0980 total
    Exercise: $1.35Exp: 2013-11-30Common Stock (35,098 underlying)
  • Sale

    Common Stock

    2012-03-02$34.16/sh35,098$1,198,948363,912 total
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.48, inclusive. The reporting person undertakes to provide to LPL Investment Holdings Inc., any security holder of LPL Investment Holdings Inc., or the staff of the Securities and Exchange Commission, uipon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  • [F2]Fully vested as of 11/30/2008

Issuer

LPL Investment Holdings Inc.

CIK 0001397911

Entity typeother

Related Parties

1
  • filerCIK 0001405121

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:21 PM ET
Size
9.2 KB