4//SEC Filing
O'Sullivan Timothy 4
Accession 0001209191-12-015945
CIK 0001444363other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:52 PM ET
Size
14.6 KB
Accession
0001209191-12-015945
Insider Transaction Report
Form 4
O'Sullivan Timothy
Chief Dealer
Transactions
- Award
Common Stock
2012-03-01+23,000→ 39,523 total - Award
Common Stock
2012-03-02$1.54/sh+2,870$4,420→ 42,393 total - Award
Common Stock
2012-03-02$1.99/sh+120,754$240,300→ 163,147 total - Award
Stock Option
2012-03-01+29,000→ 29,000 totalExercise: $5.30Exp: 2019-03-01→ Common Stock (29,000 underlying) - Exercise/Conversion
Stock Option
2012-03-02+2,870→ 0 totalExercise: $1.54→ Common Stock (2,870 underlying) - Exercise/Conversion
Stock Option
2012-03-02+120,754→ 0 totalExercise: $1.99→ Common Stock (120,754 underlying)
Footnotes (6)
- [F1]Restricted stock unit, which vests at a rate of 25% annually over four years commencing on the first anniversary of the date of grant.
- [F2]Reflects shares acquired upon exercise of stock options listed in Table II below.
- [F3]Includes 12,000 shares acquired through a restricted stock award on March 23, 2011, which restrictions lapse 25% annually over four years commencing on the first anniversary of the date of grant. As of the date of this report, 0 shares are vested and 12,000 shares are unvested.
- [F4]Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years.
- [F5]Such stock options were granted on January 31, 2005 and vested ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. The options have a term of ten years. As of the date of this report, none of these options remain outstanding.
- [F6]Such stock options were granted on June 15, 2005 and vested ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. The options have a term of ten years. As of the date of this report, none of these options remain outstanding.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001472334
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 9:52 PM ET
- Size
- 14.6 KB