4//SEC Filing
Solomon Lawrence N. 4
Accession 0001209191-12-016195
CIK 0001418135other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:23 PM ET
Size
15.7 KB
Accession
0001209191-12-016195
Insider Transaction Report
Form 4
Solomon Lawrence N.
Executive Vice President
Transactions
- Other
Common Stock
2012-01-06+91→ 11,129 total - Sale
Common Stock
2012-03-02$37.76/sh−58,787$2,219,750→ 11,129 total - Award
Employee Stock Option (RIght to Buy)
2012-03-02+25,446→ 25,446 totalExercise: $37.80→ Common Stock (25,446 underlying) - Exercise/Conversion
Common Stock
2012-03-02$13.48/sh+58,787$792,449→ 69,916 total - Award
Restricted Stock Unit
2012-03-12+11,142→ 11,142 totalExercise: $0.00→ Common Stock (11,142 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-03-02$13.48/sh−58,787$792,449→ 0 totalExercise: $13.48Exp: 2019-03-02→ Common Stock (58,787 underlying)
Footnotes (6)
- [F1]The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to reporting person on January 6, 2012, pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
- [F2]The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $37.58- $38.03. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
- [F4]Restricted stock units will vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.
- [F5]This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2013.
- [F6]This option was granted on March 2, 2009 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and is fully vested.
Documents
Issuer
Dr Pepper Snapple Group, Inc.
CIK 0001418135
Entity typeother
Related Parties
1- filerCIK 0001432444
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:23 PM ET
- Size
- 15.7 KB