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4//SEC Filing

CEMPRA, INC. 4

Accession 0001209191-12-019639

CIK 0001461993operating

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:20 PM ET

Size

14.6 KB

Accession

0001209191-12-019639

Insider Transaction Report

Form 4
Period: 2012-03-20
MORRIS I WISTAR III
Director10% Owner
Transactions
  • Award

    Stock Option (Right to Buy)

    2012-03-20+15,00015,000 total
    Exercise: $7.62Exp: 2022-03-20Common Stock (15,000 underlying)
Holdings
  • Common Stock

    (indirect: By Partnership)
    496,286
  • Warrant

    (indirect: By Trust)
    Exercise: $6.00Exp: 2018-08-05Common Stock (8,543 underlying)
    8,543
  • Warrant

    (indirect: By Spouse)
    Exercise: $6.00Exp: 2018-08-05Common Stock (9,345 underlying)
    9,345
  • Warrant

    Exercise: $6.00Exp: 2018-08-05Common Stock (13,635 underlying)
    13,635
  • Common Stock

    742,033
  • Warrant

    (indirect: By Partnership)
    Exercise: $6.00Exp: 2018-08-05Common Stock (8,944 underlying)
    8,944
  • Common Stock

    (indirect: By Spouse)
    517,566
  • Common Stock

    (indirect: By Trust)
    474,616
Footnotes (4)
  • [F1]Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswald Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Morris is the spouse of Martha Morris and a trustee of Cotswold Foundation.
  • [F3]The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
  • [F4]Immediately.

Issuer

CEMPRA, INC.

CIK 0001461993

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001461993

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:20 PM ET
Size
14.6 KB