CEMPRA, INC. 4

4 · CEMPRA, INC. · Filed Mar 22, 2012

Form 4

Period: 2012-03-20

Director10% Owner

Transactions

Award
Stock Option (Right to Buy)
2012-03-20+15,000→ 15,000 total
Exercise: $7.62Exp: 2022-03-20→ Common Stock (15,000 underlying)

Holdings

Common Stock
(indirect: By Partnership)
496,286
Warrant
(indirect: By Trust)
Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,543 underlying)
8,543
Warrant
(indirect: By Spouse)
Exercise: $6.00Exp: 2018-08-05→ Common Stock (9,345 underlying)
9,345
Warrant
Exercise: $6.00Exp: 2018-08-05→ Common Stock (13,635 underlying)
13,635
Common Stock
742,033
Warrant
(indirect: By Partnership)
Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,944 underlying)
8,944
Common Stock
(indirect: By Spouse)
517,566
Common Stock
(indirect: By Trust)
474,616

Footnotes (4)

[F1]Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswald Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
[F2]Mr. Morris is the spouse of Martha Morris and a trustee of Cotswold Foundation.
[F3]The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
[F4]Immediately.

Documents

1 file