LAKIN JAMES 4
4 · ARRIS GROUP INC · Filed Mar 30, 2012
Insider Transaction Report
Form 4
ARRIS GROUP INCARRS
LAKIN JAMES
President, Adv Tech & Services
Transactions
- Conversion
Common stock
2012-03-28+9,149→ 194,803 total - Conversion
Common stock
2012-03-30+6,966→ 201,769 total - Tax Payment
Restricted stock
2012-03-30$11.12/sh−3,347$37,219→ 10,311 total - Conversion
Restricted stock
2012-03-28−9,149→ 4,396 total - Conversion
Restricted stock
2012-03-30−6,966→ 13,658 total - Award
Restricted stock
2012-03-28+15,880→ 15,880 total - Tax Payment
Restricted stock
2012-03-28$11.03/sh−4,396$48,488→ 0 total - Award
Restricted stock
2012-03-28+31,760→ 31,760 total
Holdings
- 36,734
Restricted stock
- 13,774
Restricted stock
- 24,910
Restricted stock
- 49,820
Restricted stock
Footnotes (10)
- [F1]Represents the vested portion of a restricted stock grant converting to common stock.
- [F10]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- [F2]Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- [F3]Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- [F4]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- [F5]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- [F6]Represents a restricted stock grant which is performance-based. 0 to 31,760 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
- [F7]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- [F8]Represents a restricted stock grant which is in part performance-based. 9,183 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 36,734 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- [F9]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.