Home/Filings/4/0001209191-12-020623
4//SEC Filing

CAEZZA JOHN O 4

Accession 0001209191-12-020623

CIK 0001141107other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 5:03 PM ET

Size

24.3 KB

Accession

0001209191-12-020623

Insider Transaction Report

Form 4
Period: 2012-03-28
CAEZZA JOHN O
President of Access, Transport
Transactions
  • Conversion

    Common stock

    2012-03-28+9,08184,749 total
  • Conversion

    Common stock

    2012-03-30+6,49591,244 total
  • Conversion

    Restricted stock

    2012-03-289,0814,464 total
  • Conversion

    Restricted stock

    2012-03-306,49512,879 total
  • Tax Payment

    Restricted stock

    2012-03-30$11.12/sh3,193$35,5069,686 total
  • Tax Payment

    Restricted stock

    2012-03-28$11.03/sh4,464$49,2380 total
  • Award

    Restricted stock

    2012-03-28+29,04029,040 total
  • Award

    Restricted stock

    2012-03-28+58,08058,080 total
Holdings
  • Restricted stock

    25,200
  • Restricted stock

    24,910
  • Restricted stock

    35,086
  • Restricted stock

    13,157
  • Restricted stock

    49,820
Footnotes (11)
  • [F1]Represents the vested portion of a restricted stock grant converting to common stock.
  • [F10]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
  • [F11]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
  • [F2]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
  • [F3]Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
  • [F4]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
  • [F5]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
  • [F6]Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
  • [F7]Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
  • [F8]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
  • [F9]Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.

Issuer

ARRIS GROUP INC

CIK 0001141107

Entity typeother

Related Parties

1
  • filerCIK 0001180395

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 5:03 PM ET
Size
24.3 KB