MISCHELL THOMAS E 4
4 · AMERICAN FINANCIAL GROUP INC · Filed Apr 2, 2012
Insider Transaction Report
Form 4
MISCHELL THOMAS E
Sr. V.P. - Taxes
Transactions
- Exercise/Conversion
Common Stock
2012-03-30$20.28/sh+4,931$100,001→ 180,613 total - Exercise/Conversion
Common Stock
2012-03-30$20.28/sh+47,570$964,720→ 228,183 total - Sale
Common Stock
2012-03-30$38.76/sh−47,570$1,843,737→ 180,613 total - Exercise/Conversion
Stock Option Exercise
2012-03-30−4,931→ 0 totalExercise: $20.28Exp: 2015-02-24→ Common Stock (4,931 underlying) - Exercise/Conversion
Stock Option Exercise
2012-03-30−47,570→ 0 totalExercise: $20.28Exp: 2015-02-24→ Common Stock (47,570 underlying)
Holdings
- 49,251.58(indirect: By 401(k))
Common Stock
- 22,615(indirect: ESPP)
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.67 to $38.85, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2011.
- [F3]Held in the Company's Retirement and Savings Plan. The number of shares of common stock is based on a statement dated as of 12/31/2011.
- [F4]These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.