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4//SEC Filing

Kellman Joel D 4

Accession 0001209191-12-022219

CIK 0001129260other
View on SEC.govCompany Profile

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 6:34 AM ET

Size

90.3 KB

Accession

0001209191-12-022219

Insider Transaction Report

Form 4
Period: 2012-04-02
VOCERA COMMUNICATIONS, INC.VCRA
Granite Global Ventures L.L.C.
Other
Transactions
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
SUN ANTHONY
Other
Transactions
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
Bonham Scott
Other
Transactions
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
GRANITE GLOBAL VENTURES L.P.
Other
Transactions
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
GRANITE GLOBAL VENTURES (Q.P.) L.P.
Other
Transactions
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
Rothrock Ray A.
Other
Transactions
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
Kellman Joel D
Other
Transactions
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
Ng Thomas
Other
Transactions
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−285,769→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+713→ 713 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (713 underlying)
  • Conversion

    Common Stock

    2012-04-02+20,478→ 20,478 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+1,198,469→ 1,198,469 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+922→ 21,400 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+53,988→ 1,252,457 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Common Stock

    2012-04-02+6,013→ 27,413 total(indirect: By Granite Global Ventures, L.P.)
  • Conversion

    Common Stock

    2012-04-02+351,914→ 1,604,371 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+3,633$64,595→ 31,046 total(indirect: By Granite Global Ventures, L.P.)
  • Exercise of In-Money

    Common Stock

    2012-04-02$17.78/sh+212,601$3,780,046→ 1,816,972 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−20,478→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (20,478 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2012-04-02−1,198,469→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (1,198,469 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−922→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (922 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-04-02−53,988→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (53,988 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−6,013→ 0 total(indirect: By Granite Global Ventures L.P.)
    → Common Stock (6,013 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2012-04-02−351,914→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    → Common Stock (351,914 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−276→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (276 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+276→ 276 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (276 underlying)
  • Conversion

    Series E Conv. Pref. Stock Purch. Warrant (Right to Buy)

    2012-04-02−16,196→ 0 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Series E Convertible Preferred Stock (16,196 underlying)
  • Conversion

    Common Stock Purchase Warrant (Right to Buy)

    2012-04-02+16,196→ 16,196 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $6.61Exp: 2015-10-19→ Common Stock (16,196 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (285,769 underlying)
  • Purchase

    Call Option (Right to Buy)

    2012-04-02$17.78/sh+1$18→ 1 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−285,769$5,080,973→ 285,769 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (759,248 underlying)
  • Sale

    Put Option (Obligation to Buy)

    2012-04-02$17.78/sh−4,883$86,820→ 4,883 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Put Option (Obligation to Buy)

    2012-04-02−4,883→ 0 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $17.78From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,883 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+41,747→ 41,747 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $0.30Exp: 2012-05-16→ Common Stock (41,747 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+31,421→ 31,421 total(indirect: By Granite Global Ventures (Q.P.) L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (31,421 underlying)
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2012-04-02+537→ 537 total(indirect: By Granite Global Ventures L.P.)
    Exercise: $1.08Exp: 2015-01-27→ Common Stock (537 underlying)
Footnotes (6)
  • [F1]Each share of Series D, Series E and Series F Convertible Preferred Stock is convertible into one share of common stock upon the completion of the Issuer's initial public offering and has no expiration date.
  • [F2]The shares are owned by Granite Global Ventures L.P. ("GGV LP"), which is under common control with Granite Global Ventures (Q.P.) L.P. ("QP LP"). Granite Global Ventures L.L.C. (the "General Partner") serves as the general partner of GGV LP and QP LP and possesses power to direct the voting and disposition of the shares owned by GGV LP and QP LP and may be deemed to have indirect beneficial ownership of the shares held by GGV LP and QP LP. The General Partner owns no securities of the Issuer directly. Messrs. Rothrock, Sun, Bonham, Kellman, Nada, and Ng are members of the investment committee of the General Partner and share voting and dispositive power over the shares held by GGV LP and QP LP. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.
  • [F3]The shares are owned by QP LP. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein. Mr. Nada is a director of the Issuer and, accordingly, files separate Section 16 reports. Each Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his, her or its proportionate pecuniary interest therein.
  • [F4]Immediately exercisable.
  • [F5]Consists of the option to purchase from Robert Shostak of an aggregate of (i) 212,601shares of Common Stock and options to purchase 73,168 share of Common Stock and (ii) 3,633shares of Common Stock and options to purchase 1,250 share of Common Stock by QP LP and GGV LP, respectively, at a per share price of $17.78 subject to that certain Put and Call Agreement with Dr. Shostak, as amended, as disclosed in the issuer's Form S-1, incorporated herein by reference (the "Put/Call Agreement").
  • [F6]Consists of the obligation to purchase from Dr. Shostak of an aggregate of (i) 212,601shares of Common Stock and options to purchase 73,168 share of Common Stock and (ii) 3,633shares of Common Stock and options to purchase 1,250 share of Common Stock by QP LP and GGV LP, respectively, at a per share price of $17.78 subject to the Put/Call Agreement.

Documents

2 files

Issuer

VOCERA COMMUNICATIONS, INC.

CIK 0001129260

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Entity typeother

Related Parties

1
  • filerCIK 0001322039

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 6:34 AM ET
Size
90.3 KB
View on SEC.gov