Banahan Thomas 4
4 · INFOBLOX INC · Filed Apr 27, 2012
Insider Transaction Report
Form 4
INFOBLOX INCBLOX
Banahan Thomas
Director
Transactions
- Conversion
Common Stock
2012-04-25+385,610→ 474,100 total(indirect: By Tenaya Capital IV, L.P.) - Conversion
Series D Convertible Preferred Stock
2012-04-25−1,105,950→ 0 total(indirect: By Tenaya Capital IV-C, L.P.)→ Common Stock (368,650 underlying) - Conversion
Series D Convertible Preferred Stock
2012-04-25−1,152,516→ 0 total(indirect: By Tenaya Capital IV-P, L.P.)→ Common Stock (384,172 underlying) - Conversion
Series E Convertible Preferred Stock
2012-04-25−1,874,744→ 0 total(indirect: By Tenaya Capital IV-C, L.P.)→ Common Stock (624,914 underlying) - Conversion
Common Stock
2012-04-25+461,851→ 935,951 total(indirect: By Tenaya Capital IV, L.P.) - Conversion
Series D Convertible Preferred Stock
2012-04-25−1,156,831→ 0 total(indirect: By Tenaya Capital IV, L.P.)→ Common Stock (385,610 underlying) - Conversion
Series E Convertible Preferred Stock
2012-04-25−1,953,680→ 0 total(indirect: By Tenaya Capital IV-P, L.P.)→ Common Stock (651,226 underlying) - Conversion
Common Stock
2012-04-25+368,650→ 472,395 total(indirect: By Tenaya Capital IV-C, L.P.) - Conversion
Common Stock
2012-04-25+384,172→ 492,286 total(indirect: By Tenaya Capital IV-P, L.P.) - Conversion
Common Soick
2012-04-25+624,914→ 1,097,309 total(indirect: By Tenaya Capital IV-C, L.P.) - Conversion
Common Stock
2012-04-25+651,226→ 1,143,512 total(indirect: By Tenaya Capital IV-P, L.P.) - Conversion
Series E Convertible Preferred Stock
2012-04-25−1,385,555→ 0 total(indirect: By Tenaya Capital IV, L.P.)→ Common Stock (461,851 underlying)
Footnotes (5)
- [F1]Each share of the issuer's Series D Convertible Preferred Stock automatically converted into 1/3 share of the issuer's Common Stock on April 25, 2012 pursuant to an election by the holders of a majority of the shares of preferred stock of the issuer in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial underwritten public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, and had no expiration date.
- [F2]The reporting person is one of the managing members of Tenaya Capital IV Annex GP, LLC, which is the general partner of Tenaya Capital IV, L.P. ("Tenaya Capital IV"), and may be deemed to share voting and dispositive power with respect to the shares held by Tenaya Capital IV. The reporting person disclaims beneficial ownership of such securities held by Tenaya Capital IV except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]The reporting person is one of the managing members of Tenaya Capital IV GP, LLC, which is the general partner of Tenaya Capital IV GP, LP, which is the general partner of Tenaya Capital IV-C, L.P. ("Tenaya Capital IV-C"), and may be deemed to share voting and dispositive power with respect to the shares held by Tenaya Capital IV-C. The reporting person disclaims beneficial ownership of the securities held by Tenaya Capital IV-C except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F4]The reporting person is one of the managing members of Tenaya Capital IV GP, LLC, which is the general partner of Tenaya Capital IV GP, LP, which is the general partner of Tenaya Capital IV-P, L.P. ("Tenaya Capital IV-P"), and may be deemed to share voting and dispositive power with respect to the shares held by Tenaya Capital IV-P. The reporting person disclaims beneficial ownership of the securities held by Tenaya Capital IV-P except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F5]Each share of the issuer's Series E Convertible Preferred Stock automatically converted into 1/3 share of the issuer's Common Stock on April 25, 2012 pursuant to an election by the holders of a majority of the shares of preferred stock of the issuer in connection with the closing of the issuer's sale of its Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, and had no expiration date.