4//SEC Filing
von Waaden Dennis C 4
Accession 0001209191-12-026143
CIK 0000867687other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 11:15 AM ET
Size
28.8 KB
Accession
0001209191-12-026143
Insider Transaction Report
Form 4
AMERICA WEST RESOURCES, INC.AWSR.0B
von Waaden Dennis C
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC)
von Waaden Sally A.
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC)
Denly ACI Partners, Ltd.
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC)
Denly ACI Mgt., LLC
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC)
von Waaden D Mark
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC)
von Waaden 2004 Revocable Trust
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC)
von Waaden Matthew D
10% Owner
Transactions
- Other
Common Stock, par value $.0001
2012-01-05+300,000→ 25,264,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-01-20+150,000→ 25,414,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-08+60,000→ 25,474,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-02-22+60,000→ 25,534,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-02+200,000→ 25,734,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-16+200,000→ 25,934,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-03-30+200,000→ 26,134,161 total(indirect: By LLC) - Other
Common Stock, par value $.0001
2012-04-13+200,000→ 26,334,161 total(indirect: By LLC)
Footnotes (9)
- [F1]The securities reported on this Form 4 are owned directly by Denly Utah Coal, LLC, a Texas limited liability company (the "Company"). The two members of the Company are Denly ACI Partners, Ltd., a Texas limited partnership, which holds a 66 2/3% membership interest in the Company, and The von Waaden 2004 Revocable Trust, which owns a 33 1/3% membership interest in the Company. The general partner of Denly ACI Partners, Ltd. is Denly ACI Mgt., LLC, which is owned by Dennis C. von Waaden and Sally A. von Waaden. The co-trustees and co-beneficiaries of The von Waaden 2004 Revocable Trust are Dennis C. von Waaden and Sally A. von Waaden. Additionally, Dennis C. von Waaden, Sally A. von Waaden, D. Mark von Waaden and Matthew D. von Waaden are each an officer of and member of the board of managers of the Company. Each of the reporting persons may have a pecuniary interest in only a portion of such securities and disclaims beneficial ownership except to the extent thereof.
- [F2]As of January 5, 2012, the Company loaned $300,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "January 5, 2012 Note"). Under the terms of the January 5, 2012 Note, the Issuer had an obligation to issue 300,000 shares of common stock to the Company.
- [F3]As of January 20, 2012, the Company loaned $150,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "January 20, 2012 Note"). Under the terms of the January 20, 2012 Note, the Issuer had an obligation to issue 150,000 shares of common stock to the Company.
- [F4]As of February 8, 2012, the Company loaned $60,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "February 8, 2012 Note"). Under the terms of the February 8, 2012 Note, the Issuer had an obligation to issue 60,000 shares of common stock to the Company.
- [F5]As of February 22, 2012, the Company loaned $60,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "February 22, 2012 Note"). Under the terms of the February 22, 2012 Note, the Issuer had an obligation to issue 60,000 shares of common stock to the Company.
- [F6]As of March 2, 2012, the Company loaned $200,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "March 2, 2012 Note"). Under the terms of the March 2, 2012 Note, the Issuer had an obligation to issue 200,000 shares of common stock to the Company.
- [F7]As of March 16, 2012, the Company loaned $200,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "March 16, 2012 Note"). Under the terms of the March 16, 2012 Note, the Issuer had an obligation to issue 200,000 shares of common stock to the Company.
- [F8]As of March 30, 2012, the Company loaned $200,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "March 30, 2012 Note"). Under the terms of the March 30, 2012 Note, the Issuer had an obligation to issue 200,000 shares of common stock to the Company.
- [F9]As of April 13, 2012, the Company loaned $200,000 to the Issuer, as a result of which the Issuer executed a promissory note for the benefit of the Company (the "April 13, 2012 Note"). Under the terms of the April 13, 2012 Note, the Issuer had an obligation to issue 200,000 shares of common stock to the Company.
Documents
Issuer
AMERICA WEST RESOURCES, INC.
CIK 0000867687
Entity typeother
Related Parties
1- filerCIK 0001467010
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 11:15 AM ET
- Size
- 28.8 KB