Dwyer William E III 4

4 · LPL Investment Holdings Inc. · Filed May 8, 2012

Form 4

Period: 2012-05-07

Managing Director

Transactions

Tax Payment
Common Stock
2012-05-07$34.39/sh−303,411$10,434,304→ 772,977 total
Exercise/Conversion
Common Stock
2012-05-07$27.80/sh+24,026$667,923→ 1,056,388 total
Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−24,026→ 10,974 total
Exercise: $27.80Exp: 2018-02-05→ Common Stock (24,026 underlying)
Exercise/Conversion
Common Stock
2012-05-07$22.08/sh+20,000$441,600→ 1,076,388 total
Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−603,220→ 0 total
Exercise: $1.49Exp: 2014-05-31→ Common Stock (603,220 underlying)
Exercise/Conversion
Common Stock
2012-05-07$1.49/sh+603,220$898,798→ 1,032,362 total
Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−20,000→ 30,000 total
Exercise: $22.08Exp: 2019-09-14→ Common Stock (20,000 underlying)

Holdings

Footnotes (4)

[F1]The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
[F2]Fully vested as of 5/31/2006.
[F3]28,000 of these options were exercisable as of February 5, 2012. The remainder of the option shall become exercisable on February 5, 2013.
[F4]20,000 of these options were exercisable as of September 14, 2011. The remainder of the option shall become exercisable in increments of 10,000 shares on each of September 14, 2012, 2013 and 2014.

Documents

1 file