4//SEC Filing
Dwyer William E III 4
Accession 0001209191-12-026778
CIK 0001397911other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 8:07 PM ET
Size
17.1 KB
Accession
0001209191-12-026778
Insider Transaction Report
Form 4
Dwyer William E III
Managing Director
Transactions
- Tax Payment
Common Stock
2012-05-07$34.39/sh−303,411$10,434,304→ 772,977 total - Exercise/Conversion
Common Stock
2012-05-07$27.80/sh+24,026$667,923→ 1,056,388 total - Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−24,026→ 10,974 totalExercise: $27.80Exp: 2018-02-05→ Common Stock (24,026 underlying) - Exercise/Conversion
Common Stock
2012-05-07$22.08/sh+20,000$441,600→ 1,076,388 total - Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−603,220→ 0 totalExercise: $1.49Exp: 2014-05-31→ Common Stock (603,220 underlying) - Exercise/Conversion
Common Stock
2012-05-07$1.49/sh+603,220$898,798→ 1,032,362 total - Exercise/Conversion
Option to Purchase Common Stock
2012-05-07−20,000→ 30,000 totalExercise: $22.08Exp: 2019-09-14→ Common Stock (20,000 underlying)
Holdings
- 233,116(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F2]Fully vested as of 5/31/2006.
- [F3]28,000 of these options were exercisable as of February 5, 2012. The remainder of the option shall become exercisable on February 5, 2013.
- [F4]20,000 of these options were exercisable as of September 14, 2011. The remainder of the option shall become exercisable in increments of 10,000 shares on each of September 14, 2012, 2013 and 2014.
Documents
Issuer
LPL Investment Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001405121
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 8:07 PM ET
- Size
- 17.1 KB