Stratton Kenneth Blair 4
4 · STEMCELLS INC · Filed May 16, 2012
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2012-05-15$0.85/sh−856$728→ 156,673 total
Holdings
- 6,086(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 130,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2013, January 27, 2014, January 27, 2015, and January 27, 2016; (2) 15,000 restricted stock units, with 5,000 vesting on each of June 1, 2012, June 1, 2013, and June 1, 2014 and (3) 2,333 restricted stock units vesting on May 15, 2013.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.