ADVENT INTERNATIONAL LIMITED PARTNERSHIP 4

Accession 0001209191-12-028764

CIK 0001158863other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 12:22 PM ET

Size

29.7 KB

Accession

0001209191-12-028764

Form 4

Period: 2012-05-15

Other

Transactions

Conversion
Series A-2 Preferred Stock
2012-05-15−510→ 0 total(indirect: See Footnote)
→ Common Stock (432 underlying)
Conversion
Series E-1 Warrant (Right to Buy)
2012-05-15−916,232→ 0 total(indirect: See Footnote)
Exercise: $2.29From: 2010-07-30Exp: 2014-06-30→ Series E-1 Preferred Stock (916,232 underlying)
Conversion
Common Stock Warrant (Right to Buy)
2012-05-15+458,114→ 458,114 total(indirect: See Footnote)
Exercise: $4.58From: 2010-07-30Exp: 2014-06-30→ Common Stock (458,114 underlying)
Conversion
Common Stock
2012-05-15+1,306→ 44,490 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+432→ 44,922 total(indirect: See Footnote)
Conversion
Series A-1 Preferred Stock
2012-05-15−890→ 0 total(indirect: See Footnote)
→ Common Stock (1,306 underlying)
Conversion
Series D Preferred Stock
2012-05-15−227,762→ 0 total(indirect: See Footnote)
→ Common Stock (113,879 underlying)
Conversion
Common Stock
2012-05-15+1,339,588→ 1,384,510 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+277,717→ 1,776,106 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+113,879→ 1,498,389 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2012-05-15−2,679,178→ 0 total(indirect: See Footnote)
→ Common Stock (1,339,588 underlying)
Conversion
Series E Preferred Stock
2012-05-15−555,439→ 0 total(indirect: See Footnote)
→ Common Stock (277,717 underlying)

Footnotes (5)

[F1]Each share of the Issuer's Series A-1 preferred stock automatically converted into 1.47059 shares of common stock immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F2]These securities are indirectly beneficially owned in the following capacities; as General Partner Digital Media & Communications III Limited Partnership, Digital Media & Communications III-A Limited Partnership, Digital Media & Communications III-B Limited Partnership, Digital Media & Communications III-C Limited Partnership, Digital Media & Communications III-D C.V., and Digital Media & Communications III-E C.V..
[F3]Each share of the Issuer's Series A-2 preferred stock automatically converted into 0.85208 shares of common stock immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F4]Each share of the Issuer's Series C preferred stock, Series D preferred stock and Series E preferred stock automatically converted into 0.50 shares of common stock immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
[F5]The Series E-1 warrants to purchase shares of Series E preferred stock automatically converted into warrants to purchase 0.50 shares of common stock, at an exercise price of $4.58 per share, immediately prior to the closing of the Issuer's initial public offering.

Documents

1 file

WAGEWORKS, INC.

CIK 0001158863

Entity typeother

IncorporatedDE