Hicks Thomas O Jr 4
4 · Resolute Energy Corp · Filed May 23, 2012
Insider Transaction Report
Form 4
Resolute Energy CorpREN-WT
Hicks Thomas O Jr
Director
Transactions
- Purchase
Warrants (right to buy)
2012-05-21$0.54/sh+5,000$2,700→ 5,000 totalExercise: $13.00→ Common Stock, par value $0.0001 per share (5,000 underlying) - Purchase
Warrants (right to buy)
2012-05-21$0.58/sh+38,500$22,330→ 43,763 totalExercise: $13.00→ Common Stock, par value $0.0001 per share (38,500 underlying) - Purchase
Warrants (right to buy)
2012-05-21$0.55/sh+263$143→ 5,263 totalExercise: $13.00→ Common Stock, par value $0.0001 per share (263 underlying) - Purchase
Warrants (right to buy)
2012-05-21$0.60/sh+40,237$24,142→ 84,000 totalExercise: $13.00→ Common Stock, par value $0.0001 per share (40,237 underlying)
Holdings
- 68,999
Founder's Warrants (right to buy)
Exercise: $13.00→ Common Stock, par value $0.0001 per share (68,999 underlying)
Footnotes (5)
- [F1]The Reporting Person acquired public warrants ("Warrants") of Resolute Energy Corporation (the "Issuer"). Each Warrant entitles the holder to purchase one share of Common Stock of the Issuer (the "Common Stock") at a price of $13.00/share, subject to adjustment, at any time until September 25, 2014. However, Warrants will be exercisable only if a registration statement relating to the Common Stock issuable upon exercise of the warrants is effective and current.
- [F2]These Warrants were bought in multiple transactions, each at the price of $0.54 per Warrant.
- [F3]These Warrants were bought in multiple transactions, each at the price of $0.58 per Warrant.
- [F4]These Warrants were bought in multiple transactions, each at the price of $0.60 per Warrant.
- [F5]The Reporting Person current holds Founder's Warrants of the Issuer. Each Founder's Warrant entitles the holder to purchase one share of Common Stock at a price of $13.00/share, subject to adjustment, at any time until September 25, 2014. However, Founder's Warrants will be exercisable only if a registration statement relating to the Common Stock issuable upon exercise of the warrants is effective and current. Founder's Warrants will not be redeemable by the Issuer so long as they are held by Thomas O. Hicks, William H. Cunningham, William A. Montgomery, Brian Mulroney, William F. Quinn, Resolute Holdings Sub, LLC, or their permitted transferees. Founder's Warrants may be exercised at the option of the holder on a cashless basis.