Stratton Kenneth Blair 4
4 · STEMCELLS INC · Filed Jun 4, 2012
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
Stratton Kenneth Blair
General Counsel
Transactions
- Tax Payment
Common Stock
2012-06-01$0.68/sh−1,834$1,247→ 154,839 total
Holdings
- 6,383(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 130,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2013, January 27, 2014, January 27, 2015, and January 27, 2016; (2) 10,000 restricted stock units, with 5,000 vesting on each of June 1, 2013 and June 1, 2014; and (2) 2,333 restricted stock units vesting on May 15, 2013.
- [F3]Includes shares held in 401(k) account in accordance with issuer's employer-match policies.