XATA CORP /MN/|4Jun 4, 4:55 PM ET

TRIDENT CAPITAL FUND V LP 4

4 · XATA CORP /MN/ · Filed Jun 4, 2012

Form 4

Period: 2012-06-01

10% Owner

Transactions

Other
Series B Preferred Stock
2012-06-01+231→ 11,750 total(indirect: See footnote.)
→ Common stock, $0.01 par value (231 underlying)
Other
Series B Preferred Stock
2012-06-01+39,746→ 2,021,574 total(indirect: See footnote.)
→ Common stock, $0.01 par value (39,746 underlying)
Other
Series B Preferred Stock
2012-06-01+3,019→ 153,585 total(indirect: See footnote.)
→ Common stock, $0.01 par value (3,019 underlying)
Other
Series B Preferred Stock
2012-06-01+1,150→ 58,513 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,150 underlying)
Other
Series B Preferred Stock
2012-06-01+221→ 11,212 total(indirect: See footnote.)
→ Common stock, $0.01 par value (221 underlying)

Footnotes (9)

[F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
[F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
[F3]Not applicable.
[F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
[F5]These securities are owned by Trident Capital Fund-V, L.P.
[F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
[F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
[F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
[F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file