4//SEC Filing
RIIS KENNETH M 4
Accession 0001209191-12-032494
CIK 0001175483other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 9:30 PM ET
Size
8.0 KB
Accession
0001209191-12-032494
Insider Transaction Report
Form 4
RIIS KENNETH M
DirectorCEO and President
Transactions
- Other
Stock Option (right to buy)
2012-05-30+450,000→ 450,000 totalExercise: $4.55From: 2014-04-01Exp: 2021-09-27→ Common Stock, par value $0.01 (450,000 underlying) - Other
Stock Option (right to buy)
2012-05-30+300,000→ 300,000 totalExercise: $6.00From: 2014-01-01Exp: 2021-03-29→ Common Stock, par value $0.01 (300,000 underlying)
Footnotes (2)
- [F1]The reported stock options were granted by the issuer to Fortress Operating Entity I ("FOE I"), and affiliate of the issuer's manager, on March 29, 2011 or September 27, 2011, as applicable, pursuant to the terms of the issuer's Nonqualified Stock Option and Incentive Award Plan adopted on June 6, 2002 and amended and restated effective as of June 23, 2003 and as of February 11, 2004 (the 'Plan'). FOE I assigned such options to the reporting person effective as of May 30, 2012, who assumed the options for no value.
- [F2]The stock options may terminate earlier upon termination of employment, as set forth in the applicable award agreement.
Documents
Issuer
NEWCASTLE INVESTMENT CORP
CIK 0001175483
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001245522
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 9:30 PM ET
- Size
- 8.0 KB