4//SEC Filing
Bachher Jagdeep Singh 4
Accession 0001209191-12-033566
CIK 0001418862other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 7:17 PM ET
Size
14.8 KB
Accession
0001209191-12-033566
Insider Transaction Report
Form 4
Kior IncKIOR
Bachher Jagdeep Singh
Director10% Owner
Transactions
- Other
Class A Common Stock Warrants (Right to Buy)
2012-06-08+15,132→ 15,132 total(indirect: See footnote)Exercise: $11.62From: 2012-06-08Exp: 2020-08-01→ Class A Common Stock (15,132 underlying) - Other
Class A Common Stock Warrants (Right to Buy)
2012-03-16+15,529→ 15,529 total(indirect: See footnote)Exercise: $11.62From: 2012-03-16Exp: 2020-08-01→ Class A Common Stock (15,529 underlying) - Other
Class A Common Stock Warrants (Right to Buy)
2012-04-11+9,442→ 9,442 total(indirect: See footnote)Exercise: $13.15From: 2012-04-11Exp: 2020-08-01→ Class A Common Stock (9,442 underlying) - Other
Class A Common Stock Warrants (Right to Buy)
2012-05-08+12,761→ 12,761 total(indirect: See footnote)Exercise: $11.62From: 2012-05-08Exp: 2020-08-01→ Class A Common Stock (12,761 underlying)
Footnotes (6)
- [F1]On January 26, 2012, 1538731 Alberta Ltd. and 1538716 Alberta Ltd. (collectively, the "Lenders") entered into a Loan and Security Agreement (the "Loan Agreement") with Kior, Inc. (the "Issuer"), which was filed as Exhibit 10.1 to the Issuer's Current Report dated January 27, 2012 (the "Current Report"). Pursuant to the Loan Agreement, the Lenders provided a term loan to the Issuer in the principal amount of $50,000,000. Upon closing of the Loan Agreement, the Issuer provided the Lenders with warrants to purchase 774,527 shares of the Issuer's Class A Common Stock ("Class A Common Stock") at an exercise price of $11.62 per share. In addition, the Issuer may be obligated to issue one or more additional warrants to purchase shares of the Class A Common Stock to the Lenders if the Issuer elects payment of paid-in-kind interest on the outstanding principal balance of the loan advance under the Loan Agreement for any month (the "PIK Warrants").
- [F2]On March 16, 2012, the Lenders received a PIK Warrant to purchase 15,529 shares of Class A Common Stock at an exercise price of $11.62 per share as consideration for the Issuer's payment of paid-in-kind interest under the Loan Agreement.
- [F3]The securities are directly held by the Lenders. Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to securities held by the Lenders. However, AIMCo has disclaimed beneficial ownership of such securities. Dr. Bachher is the Deputy Chief Investment Officer, Change Management of AIMCo. Dr. Bachher disclaims beneficial ownership of all of these securities.
- [F4]On April 11, 2012, the Lenders received a PIK Warrant to purchase 9,442 shares of Class A Common Stock at an exercise price of $13.15 per share as consideration for the Issuer's payment of paid-in-kind interest under the Loan Agreement.
- [F5]On May 8, 2012, the Lenders received a PIK Warrant to purchase 12,761 shares of Class A Common Stock at an exercise price of $11.62 per share as consideration for the Issuer's payment of paid-in-kind interest under the Loan Agreement.
- [F6]On June 8, 2012, the Lenders received a PIK Warrant to purchase 15,132 shares of Class A Common Stock at an exercise price of $11.62 per share as consideration for the Issuer's payment of paid-in-kind interest under the Loan Agreement.
Documents
Issuer
Kior Inc
CIK 0001418862
Entity typeother
Related Parties
1- filerCIK 0001523852
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 7:17 PM ET
- Size
- 14.8 KB