Home/Filings/4/0001209191-12-035503
4//SEC Filing

BERETTA JOSEPH M 4

Accession 0001209191-12-035503

CIK 0000868780other

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 3:40 PM ET

Size

58.7 KB

Accession

0001209191-12-035503

Insider Transaction Report

Form 4
Period: 2009-06-05
BERETTA JOSEPH M
Senior Vice President
Transactions
  • Tax Payment

    Common Stock

    2012-04-28$38.99/sh1,349$52,59818,651 total
  • Exercise/Conversion

    Common Stock

    2012-05-31$8.01/sh+37,476$300,18372,823 total
  • Exercise/Conversion

    Common Stock

    2009-06-05$8.01/sh+2,500$20,0252,500 total
  • Exercise/Conversion

    Common Stock

    2010-03-08$8.01/sh+3,500$28,0353,500 total
  • Exercise/Conversion

    Common Stock

    2010-05-26$8.01/sh+7,000$56,0707,000 total
  • Tax Payment

    Common Stock

    2010-05-26$22.25/sh1,681$37,4025,319 total
  • Exercise/Conversion

    Common Stock

    2012-06-05$4.01/sh+88,848$356,280161,671 total
  • Sale

    Common Stock

    2010-09-03$24.93/sh1,500$37,3953,819 total
  • Sale

    Common Stock

    2012-06-06$45.00/sh3,000$135,000131,267 total
  • Sale

    Common Stock

    2012-06-08$46.51/sh7,672$356,825119,895 total
  • Sale

    Common Stock

    2012-06-15$46.50/sh100$4,65099,505 total
  • Sale

    Common Stock

    2012-06-22$23.25/sh4,000$93,000133,566 total
  • Exercise/Conversion

    Common Stock

    2009-11-183,10094,400 total
    Exercise: $8.01Exp: 2014-02-02Common Stock (3,100 underlying)
  • Exercise/Conversion

    Common Stock

    2010-05-267,00083,900 total
    Exercise: $8.01Exp: 2014-02-02Common Stock (7,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-05-3137,47644,424 total
    Exercise: $8.01Exp: 2014-02-02Common Stock (37,476 underlying)
  • Exercise/Conversion

    Common Stock

    2012-06-0588,8480 total
    Exercise: $4.01Exp: 2014-02-02Common Stock (88,848 underlying)
  • Tax Payment

    Common Stock

    2012-06-05$22.46/sh27,404$615,494134,267 total
  • Tax Payment

    Common Stock

    2009-06-05$14.20/sh334$4,7432,166 total
  • Tax Payment

    Common Stock

    2009-11-18$15.50/sh458$7,0992,642 total
  • Tax Payment

    Common Stock

    2010-03-08$19.25/sh767$14,7652,733 total
  • Sale

    Common Stock

    2012-06-07$46.60/sh3,700$172,420127,567 total
  • Sale

    Common Stock

    2012-06-12$46.51/sh13,490$627,420102,005 total
  • Sale

    Common Stock

    2012-06-13$46.50/sh2,400$111,60099,605 total
  • Exercise/Conversion

    Common Stock

    2009-06-052,50097,500 total
    Exercise: $8.01Exp: 2014-02-02Common Stock (2,500 underlying)
  • Exercise/Conversion

    Common Stock

    2009-11-18$8.01/sh+3,100$24,8313,100 total
  • Sale

    Common Stock

    2010-09-03$24.91/sh500$12,4553,319 total
  • Sale

    Common Stock

    2012-06-11$46.50/sh4,400$204,600115,495 total
Footnotes (29)
  • [F1]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 5, 2009, without giving effect to subsequent transactions.
  • [F10]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on May 31, 2012, without giving effect to subsequent transactions.
  • [F11]On May 15, 2012, Dorman Products, Inc. declared a stock dividend, payable on June 15, 2012 to all holders of record of common stock on June 1, 2012, of one share of Common Stock for each share of Common Stock outstanding. As a result of anti-dilution provisions in Dorman Products, Inc.'s stock option plan, an option to purchase 44,424 shares of Common Stock at an exercise price of $8.01 per share held by the reporting person was deemed to be adjusted as of June 1, 2012, the record date for the stock dividend, into an option to purchase 88,848 shares of Common Stock at an exercise price of $4.01 per share.
  • [F12]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 5, 2012, without giving effect to subsequent transactions.
  • [F13]Withheld shares and price have been adjusted to reflect the stock dividend payable as of June 1, 2012.
  • [F14]The sales reported on this Form 4 by Mr. Beretta subsequent to May 4, 2012 were effected pursuant to a Rule 10b5-1 Trading plan adopted by Mr. Beretta on May 4, 2012.
  • [F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.04. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F16]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 6, 2012, without giving effect to subsequent transactions.
  • [F17]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.68. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F18]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 7, 2012, without giving effect to subsequent transactions.
  • [F19]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.52. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]These shares were withheld by the issuer upon the exercise of an employee stock option to satisfy Mr. Beretta's tax withholding obligations. Such withholding is treated as a disposition of securities under Section 16 of the Securities Exchange Act of 1934, as amended.
  • [F20]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 8, 2012, without giving effect to subsequent transactions.
  • [F21]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranaging from $46.50 to $46.51. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F22]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 11, 2012, without giving effect to subsequent transactions.
  • [F23]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 12, 2012, without giving effect to subsequent transactions.
  • [F24]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 13, 2012, without giving effect to subsequent transactions.
  • [F25]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 15, 2012, without giving effect to subsequent transactions.
  • [F26]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.26. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
  • [F27]On June 15, 2012, Dorman Products, Inc. paid a stock dividend to all Common Stock holders of record on June 1, 2012 of one share of Common Stock for each share of Common Stock outstanding, resulting in the reporting person's ownership of additional shares of Common Stock. Share amounts have been adjusted to reflect the dividend paid on June 15, 2012
  • [F28]The option, representing a right to purchase a total of 100,000 shares, became exercisable in five equal annual installments beginning on February 2, 2005.
  • [F29]This option was previously reported as an option to purchase the balance of 44,424 shares of Common Stock at an exercise price of $8.01 per share (see transaction reported on prior row), but was deemed adjusted as of June 1, 2012 to reflect the stock dividend declared by Dorman Products, Inc. on May 15, 2012.
  • [F3]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on November 18, 2009, without giving effect to subsequent transactions.
  • [F4]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on March 8, 2010, without giving effect to subsequent transactions.
  • [F5]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on May 26, 2010, without giving effect to subsequent transactions.
  • [F6]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on September 3, 2010, without giving effect to subsequent transactions.
  • [F7]These shares were withheld by the issuer upon the vesting of a restricted stock award to satisfy Mr. Beretta's tax withholding obligations. Such withholding is treated as a disposition of securities under Section 16 of the Securities Exchange Act of 1934, as amended.
  • [F8]The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on April 28, 2012, without giving effect to subsequent transactions.
  • [F9]This option was exercised pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Beretta on May 4, 2012.

Issuer

Dorman Products, Inc.

CIK 0000868780

Entity typeother

Related Parties

1
  • filerCIK 0001278667

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 3:40 PM ET
Size
58.7 KB