CAEZZA JOHN O 4

Accession 0001209191-12-036274

CIK 0001141107other

View on SEC.gov Company Profile

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 5:23 PM ET

Size

20.6 KB

Accession

0001209191-12-036274

Insider Transaction Report

Form 4

Period: 2012-06-29

ARRIS GROUP INCARRS

CAEZZA JOHN O

President of Access, Transport

Transactions

Exercise/Conversion
Stock option
2012-06-29−40,124→ 0 total
Exercise: $6.84Exp: 2014-07-04→ Common stock (40,124 underlying)
Sale
Common stock
2012-06-29$13.95/sh−40,124$559,646→ 95,419 total
Sale
Common stock
2012-07-02$14.00/sh−16,186$226,604→ 79,233 total
Exercise/Conversion
Common stock
2012-06-29$6.84/sh+40,124$274,448→ 135,543 total

Holdings

Restricted stock
13,157
Restricted stock
18,682
Restricted stock
29,040
Restricted stock
25,200
Restricted stock
35,086
Restricted stock
58,080
Restricted stock
9,686
Restricted stock
49,820

Footnotes (12)

[F1]Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
[F10]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
[F11]Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
[F12]Stock options are currently fully exercisable
[F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.94 to $13.98, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
[F3]Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
[F4]Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
[F5]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
[F6]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
[F7]Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
[F8]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
[F9]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.

Documents

2 files

Issuer

ARRIS GROUP INC

CIK 0001141107

→

Entity typeother

Related Parties

filerCIK 0001180395

Filing Metadata

Form type: 4
Filed: Jul 1, 8:00 PM ET
Accepted: Jul 2, 5:23 PM ET
Size: 20.6 KB

View on SEC.gov