4//SEC Filing
Brown Stephanie L 4
Accession 0001209191-12-036593
CIK 0001397911other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 1:10 PM ET
Size
5.5 KB
Accession
0001209191-12-036593
Insider Transaction Report
Form 4
Brown Stephanie L
Managing Director, GC
Transactions
- Sale
Common Stock
2012-06-29$33.83/sh−11,000$372,130→ 622,604.8 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2011 and modified on February 10, 2012.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.54 to $33.96, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001405364
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 1:10 PM ET
- Size
- 5.5 KB