Home/Filings/4/0001209191-12-037437
4//SEC Filing

Mischer Walter M. Jr. 4

Accession 0001209191-12-037437

CIK 0001319327other

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 6:31 PM ET

Size

18.2 KB

Accession

0001209191-12-037437

Insider Transaction Report

Form 4
Period: 2012-07-02
Transactions
  • Sale

    Common Stock

    2012-07-02$20.62/sh21,110$435,2880 total(indirect: By Trust)
  • Sale

    Common Stock

    2012-07-02$20.62/sh10,744$221,5410 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (option to buy)

    2012-07-02$12.00/sh6,000$72,0006,000 total
    Exercise: $12.00From: 2006-06-01Exp: 2013-06-01Common Stock (6,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-07-02$12.00/sh+12,000$144,00046,000 total
  • Sale

    Common Stock

    2012-07-02$20.62/sh46,000$948,5200 total
  • Sale

    Common Stock

    2012-07-02$20.62/sh10,744$221,5410 total(indirect: By Trust)
  • Sale

    Common Stock

    2012-07-02$20.62/sh168,883$3,482,3670 total(indirect: By Partnership)
  • Exercise/Conversion

    Stock Option (option to buy)

    2012-07-02$12.00/sh6,000$72,0000 total
    Exercise: $12.00From: 2007-02-01Exp: 2014-02-01Common Stock (6,000 underlying)
Footnotes (2)
  • [F1]On July 2, 2012, Encore Bancshares, Inc. ("Encore") consummated its merger (the "Merger") with EMS Sub I, Inc. ("Merger Sub"), a wholly owned subsidiary of Cadence Bancorp, LLC ("Cadence"), on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated as of March 5, 2012, by and among Encore, Cadence and Merger Sub (the "Merger Agreement"). Pursuant to the Merger Agreement, outstanding stock options held by reporting owner were converted into the right to receive a cash payment equal to the product of (i) the number of shares subject to such stock options and (ii) the excess of $20.62 over the exercise price of such stock options, less applicable tax withholding.
  • [F2]Disposed of in connection with the Merger in exchange for the right to receive a cash payment equal to $20.62 per share

Issuer

Encore Bancshares Inc

CIK 0001319327

Entity typeother

Related Parties

1
  • filerCIK 0001406648

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 6:31 PM ET
Size
18.2 KB