Earnings Feed
Start Free
Home/Filings/4/0001209191-12-037524
4//SEC Filing

LEVY PAUL S 4

Accession 0001209191-12-037524

CIK 0001400431other
View on SEC.govCompany Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 4:12 PM ET

Size

24.1 KB

Accession

0001209191-12-037524

Insider Transaction Report

Form 4
Period: 2012-07-03
PATHEON INCPTI
Rodriguez Frank J
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
JLL Patheon Holdings, Cooperatief U.A.
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
SCHWARTZ MICHAEL J
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
Hammond Kevin T.
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
Lagarde Michel
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
Taylor Thomas S
Director10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
O'Leary Nicholas C
Director10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
LEVY PAUL S
Director10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
MILGRIM BRETT N
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
Hahn Eugene
10% Owner
Transactions
  • Purchase

    Restricted Voting Shares

    2012-07-03$2.43/sh+15,100$36,693→ 72,092,881 total
  • Purchase

    Restricted Voting Shares

    2012-07-04$2.49/sh+7,500$18,675→ 72,100,381 total
  • Purchase

    Restricted Voting Shares

    2012-07-05$2.60/sh+32,700$85,020→ 72,133,081 total
Footnotes (6)
  • [F1]The price reported in Column 4 is a weighted average price, as converted from C$2.47 using the closing rate of exchange from Reuters on July 3, 2012. These shares were purchased in multiple transactions at prices ranging from $2.43 to $2.44, as converted from C$2.47 to C$2.48 using the closing rate of exchange from Reuters on July 3, 2012. The Reporting Persons undertake to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4.
  • [F2]This report is filed jointly by JLL Patheon Holdings, Cooperatief U.A. ("JLL CoOp"); JLL Patheon Holdings, LLC; JLL Partners Fund V (Patheon), L.P.; JLL Associates V (Patheon), L.P.; JLL Associates G.P. V (Patheon), Ltd. ("JLL Limited"); Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; Thomas Taylor; and Brett N. Milgrim (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct or indirect relationships with Patheon Inc. (the "Company").
  • [F3]JLL Limited is the sole general partner of JLL Associates V (Patheon), L.P., which is the sole general partner of JLL Partners Fund V (Patheon), L.P., which in turn is the sole member of JLL Patheon Holdings, LLC. JLL Patheon Holdings, LLC is the 99% owner and controlling member of JLL CoOp. The following Reporting Persons serve on the board of directors of JLL Limited: Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Thomas Taylor; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; and Brett N. Milgrim.
  • [F4]JLL CoOp is the direct beneficial owner of 72,133,081 restricted voting shares (the "Restricted Voting Shares") of the Company. Each Reporting Person, other than JLL CoOp, may be deemed to be the indirect beneficial owner of 72,133,081 Restricted Voting Shares, however, each Reporting Person, other than JLL CoOp, disclaims beneficial ownership of these securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these reporting persons is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F5]The price reported in Column 4 is a weighted average price, as converted from C$2.52 using the closing rate of exchange from Reuters on July 4, 2012. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.51, as converted from C$2.50 to C$2.54 using the closing rate of exchange from Reuters on July 4, 2012.
  • [F6]The price reported in Column 4 is a weighted average price, as converted from C$2.64 using the closing rate of exchange from Reuters on July 5, 2012. These shares were purchased in multiple transactions at prices ranging from $2.47 to $2.64, as converted from C$2.51 to C$2.68 using the closing rate of exchange from Reuters on July 5, 2012.

Documents

1 file

Issuer

PATHEON INC

CIK 0001400431

→
Entity typeother

Related Parties

1
  • filerCIK 0001110176

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 4:12 PM ET
Size
24.1 KB
View on SEC.gov