CAEZZA JOHN O 4
4 · ARRIS GROUP INC · Filed Jul 6, 2012
Insider Transaction Report
Form 4
ARRIS GROUP INCARRS
CAEZZA JOHN O
President of Access, Transport
Transactions
- Sale
Common stock
2012-07-05$14.00/sh−400$5,600→ 78,833 total
Holdings
- 25,200
Restricted stock
- 9,686
Restricted stock
- 13,157
Restricted stock
- 35,086
Restricted stock
- 18,682
Restricted stock
- 49,820
Restricted stock
- 29,040
Restricted stock
- 58,080
Restricted stock
Footnotes (9)
- [F1]Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
- [F2]Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
- [F3]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- [F4]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- [F5]Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- [F6]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- [F7]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- [F8]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- [F9]Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.