HICKS MICHAEL E 4
4 · OMNOVA SOLUTIONS INC · Filed Jul 11, 2012
Insider Transaction Report
Form 4
HICKS MICHAEL E
Sr VP Chief Financial Officer
Transactions
- Sale
Common Stock
2012-07-09$8.11/sh−595$4,825→ 189,956 total - Exercise/Conversion
Common Stock
2012-07-09$4.15/sh+595$2,469→ 190,551 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-07-09−595→ 44,405 totalExercise: $4.15From: 2003-06-11Exp: 2012-12-12→ Common Stock (595 underlying)
Holdings
- 31,665.887(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These shares represent shares acquired upon the exercise of options granted under the OMNOVA Solutions Inc Amended and Restated 1999 Equity and Performance Incentive Plan on December 12,2002. The options became exercisable in 25% increments on 6/11/03; 12/12/03; 12/12/04 and 12/12/05 and are due to expire later this year on 12/12/12.
- [F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.13, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Shares held in the OMNOVA Solutions Retirement Savings Plan as of 7/9/12 per the Plan Administrator's Records.