4//SEC Filing
HOOGENBOOM PAUL G 4
Accession 0001209191-12-038518
CIK 0000110621other
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 4:56 PM ET
Size
14.9 KB
Accession
0001209191-12-038518
Insider Transaction Report
Form 4
HOOGENBOOM PAUL G
Sr. VP- Mfg & Operations & CIO
Transactions
- Award
Common Stock, $0.01 par value
2012-07-16+15,000→ 212,849 total - Award
Common Stock, $0.01 par value
2012-07-16+4,805→ 197,849 total - Award
Stock Appreciation Rights
2012-07-16+30,000→ 220,000 totalExercise: $25.87Exp: 2022-07-16→ Common Stock (30,000 underlying)
Holdings
- 619
Phantom Stock
→ Common Stock (619 underlying) - 25,000
Stock Option (Right to Buy)
Exp: 2014-10-29→ Common Stock (25,000 underlying) - 1,946(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (11)
- [F1]The reporting person was granted 4,805 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan.
- [F10]The Stock Appreciation Rights vest in four equal annual installments, beginning on July 16, 2013.
- [F11]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2012 and expire 10 years from the date of grant.
- [F2]The reporting person was granted 15,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]Includes an aggregate of 10,177 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 40,150 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 55,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 60,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F4]Approximate number of shares held as of July 16, 2012 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F5]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F6]Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted on October 29, 2004 and expire 10 years from the date of grant.
- [F7]1-for-1
- [F8]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- [F9]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224030
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Accepted
- Jul 18, 4:56 PM ET
- Size
- 14.9 KB