FIVE BELOW, INC 4
4 · FIVE BELOW, INC · Filed Jul 25, 2012
Insider Transaction Report
Form 4
FIVE BELOW, INCFIVE
Transactions
- Sale
Common Stock
2012-07-24$15.81/sh−3,873,793$61,244,667→ 26,845,986 total(indirect: See Footnotes) - Conversion
Common Stock
2012-07-24+30,719,779→ 30,719,779 total(indirect: See Footnotes) - Conversion
Series A 8% Convertible Preferred Stock
2012-07-24−88,785,489→ 0 total(indirect: See Footnotes)→ Common Stock (30,719,779 underlying)
Footnotes (3)
- [F1]The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
- [F2]These securities are indirectly beneficially owned in the following capacities: as General Partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership and Advent Partners GPE VI-A Limited Partnership. GPE VI GP Limited Partnership is the General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. GPE VI GP (Delaware) Limited Partnership is the General Partner of Advent International GPE VI-C Limited Partnership,
- [F3]shareholders of Advent - Five Below Acquisition Limited Partnership, which is the direct owner of these securities.