Home/Filings/4/0001209191-12-039105
4//SEC Filing

BOSCO HARRY L 4

Accession 0001209191-12-039105

CIK 0001157780other

Filed

Jul 24, 8:00 PM ET

Accepted

Jul 25, 9:07 PM ET

Size

15.2 KB

Accession

0001209191-12-039105

Insider Transaction Report

Form 4
Period: 2012-07-23
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2012-07-23600,0000 total
    Exercise: $2.34Exp: 2014-01-08Common Stock (600,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2012-07-23375,0000 total
    Exercise: $2.56Exp: 2018-02-07Common Stock (375,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2012-07-2333,8390 total
    Common Stock (33,839 underlying)
  • Disposition to Issuer

    Common Stock

    2012-07-23200,8490 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2012-07-23300,0000 total
    Exercise: $4.92Exp: 2013-07-11Common Stock (300,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-07-23+33,839200,849 total
Footnotes (5)
  • [F1]Disposed of pursuant to the merger agreement between issuer and Oclaro Inc. (Oclaro) in exchange for 84,356 shares of Oclaro common stock having a market value of $2.31 per share on the effective date of the merger. In the merger agreement, each share of issuer common stock outstanding immediately prior to the effective time of the merger was converted into the right to receive 0.42 of a share of Oclaro common stock.
  • [F2]This option, which provided for vesting in three equal annual installments beginning July 11, 2009, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 126,000 shares of Oclaro common stock for $11.72 per share.
  • [F3]This option, which provided for vesting in three equal annual installments beginning January 8, 2010, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 252,000 shares of Oclaro common stock for $5.58 per share.
  • [F4]This option, which provided for vesting in twelve equal monthly installments beginning January 10, 2011, was assumed by Oclaro, Inc. in the merger and replaced with an option to purchase 157,500 shares of Oclaro common stock for $6.10 per share.
  • [F5]Each restricted stock unit represents the right to receive one share of issuer common stock and vested immediately prior to the merger.

Issuer

OPNEXT INC

CIK 0001157780

Entity typeother

Related Parties

1
  • filerCIK 0001185881

Filing Metadata

Form type
4
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 9:07 PM ET
Size
15.2 KB