4//SEC Filing
HICKS MICHAEL E 4
Accession 0001209191-12-039288
CIK 0001090061other
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 1:46 PM ET
Size
17.3 KB
Accession
0001209191-12-039288
Insider Transaction Report
Form 4
HICKS MICHAEL E
Sr VP Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2012-07-25$4.15/sh+10,000$41,500→ 199,956 total - Exercise/Conversion
Common Stock
2012-07-26$4.15/sh+12,230$50,755→ 202,186 total - Sale
Common Stock
2012-07-26$7.31/sh−12,230$89,392→ 189,956 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-07-26−12,230→ 22,175 totalExercise: $4.15From: 2003-06-11Exp: 2012-12-12→ Common Stock (12,230 underlying) - Sale
Common Stock
2012-07-25$7.30/sh−10,000$72,967→ 189,956 total - Exercise/Conversion
Stock Options (Right to Buy)
2012-07-25−10,000→ 34,405 totalExercise: $4.15From: 2003-06-11Exp: 2012-12-12→ Common Stock (10,000 underlying)
Holdings
- 31,621.846(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]These shares represent shares acquired uopn the exercise of options granted under the OMNOVA Solutions Inc Amended and Restated 1999 Equity and Performance Incentive Plan on December 12,2002. The options became exercisable in 25% increments on 6/11/03; 12/12/03; 12/12/04 and 12/12/05 and are due to expire later this year on 12/12/12.
- [F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.39, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Shares held in the OMNOVA Solutions Retirement Savings Plan as of 7/25/2012 per the Plan Administrator's Records.
Issuer
OMNOVA SOLUTIONS INC
CIK 0001090061
Entity typeother
Related Parties
1- filerCIK 0001232567
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 1:46 PM ET
- Size
- 17.3 KB