HICKS MICHAEL E 4

4 · OMNOVA SOLUTIONS INC · Filed Jul 27, 2012

Form 4

Period: 2012-07-25

Sr VP Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2012-07-25$4.15/sh+10,000$41,500→ 199,956 total
Exercise/Conversion
Common Stock
2012-07-26$4.15/sh+12,230$50,755→ 202,186 total
Sale
Common Stock
2012-07-26$7.31/sh−12,230$89,392→ 189,956 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-07-26−12,230→ 22,175 total
Exercise: $4.15From: 2003-06-11Exp: 2012-12-12→ Common Stock (12,230 underlying)
Sale
Common Stock
2012-07-25$7.30/sh−10,000$72,967→ 189,956 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-07-25−10,000→ 34,405 total
Exercise: $4.15From: 2003-06-11Exp: 2012-12-12→ Common Stock (10,000 underlying)

Holdings

Footnotes (4)

[F1]These shares represent shares acquired uopn the exercise of options granted under the OMNOVA Solutions Inc Amended and Restated 1999 Equity and Performance Incentive Plan on December 12,2002. The options became exercisable in 25% increments on 6/11/03; 12/12/03; 12/12/04 and 12/12/05 and are due to expire later this year on 12/12/12.
[F2]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.39, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]Shares held in the OMNOVA Solutions Retirement Savings Plan as of 7/25/2012 per the Plan Administrator's Records.

Documents

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