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PENSON WORLDWIDE INC 4

4 · PENSON WORLDWIDE INC · Filed Aug 2, 2012

Insider Transaction Report

Form 4
Period: 2012-08-01
Engel Bryce
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2012-08-01$0.11/sh377$41115,428 total
Footnotes (4)
  • [F1]Includes 11,250 Restricted Stock Units that vest evenly over 3 quarters from September 1, 2012.
  • [F2]Includes 4,919 Restricted Stock Units that vest evenly over 4 quarters from October 1, 2012.
  • [F3]Includes 43,558 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 21,779 shares on January 1, 2013 and 21,779 shares on January 1, 2014.
  • [F4]Includes 54,848 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 18,283 shares on March 1, 2013, 18,283 shares on March 1, 2014 and 18,282 shares on March 1, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION