Home/Filings/4/0001209191-12-040044
4//SEC Filing

PENSON WORLDWIDE INC 4

Accession 0001209191-12-040044

CIK 0001123541operating

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 4:10 PM ET

Size

5.3 KB

Accession

0001209191-12-040044

Insider Transaction Report

Form 4
Period: 2012-08-01
Engel Bryce
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2012-08-01$0.11/sh377$41115,428 total
Footnotes (4)
  • [F1]Includes 11,250 Restricted Stock Units that vest evenly over 3 quarters from September 1, 2012.
  • [F2]Includes 4,919 Restricted Stock Units that vest evenly over 4 quarters from October 1, 2012.
  • [F3]Includes 43,558 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 21,779 shares on January 1, 2013 and 21,779 shares on January 1, 2014.
  • [F4]Includes 54,848 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 18,283 shares on March 1, 2013, 18,283 shares on March 1, 2014 and 18,282 shares on March 1, 2015.

Issuer

PENSON WORLDWIDE INC

CIK 0001123541

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001123541

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:10 PM ET
Size
5.3 KB