PENSON WORLDWIDE INC 4
4 · PENSON WORLDWIDE INC · Filed Aug 2, 2012
Insider Transaction Report
Form 4
McCain Richard Barto
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2012-07-31$0.11/sh−14$2→ 58,742 total - Tax Payment
Common Stock
2012-08-01$0.11/sh−118$13→ 58,624 total
Footnotes (4)
- [F1]Includes 2,352 Restricted Stock Units, the unvested portion of which will vest in quarterly installments as follows: 1,176 shares on October 1, 2012 and 1,176 shares on December 31, 2012.
- [F2]Includes 1,537 Restricted Stock Units, the unvested portion of which will vest in quarterly installments as follows: 385 shares on November 1, 2012, 384 shares on February 1, 2013, 384 shares on May 1, 2013 and 384 shares on August 1, 2013.
- [F3]Includes 17,096 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 8,548 shares on January 1, 2013 and 8,548 shares on January 1, 2014.
- [F4]Includes 10,773 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 3,591 shares on March 1, 2013, 3,591 shares on March 1, 2014 and 3,591 shares on March 1, 2015.