4//SEC Filing
Woloson Bradford D 4
Accession 0001209191-12-040726
CIK 0001375271other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 4:27 PM ET
Size
14.1 KB
Accession
0001209191-12-040726
Insider Transaction Report
Form 4
Eloqua, Inc.ELOQ
Woloson Bradford D
Director
Transactions
- Conversion
Series A Convertible Preferred Stock
2012-08-07−12,124,650→ 0 total(indirect: See footnotes)→ Common Stock (4,849,859 underlying) - Conversion
Series B Convertible Preferred Stock
2012-08-07−4,767,876→ 0 total(indirect: See footnotes)→ Common Stock (1,907,150 underlying) - Conversion
Common Stock
2012-08-07+8,316,251→ 8,316,251 total(indirect: See footnotes) - Conversion
Series C Convertible Preferred Stock
2012-08-07−3,898,107→ 0 total(indirect: See footnotes)→ Common Stock (1,559,242 underlying)
Footnotes (4)
- [F1]Represents the total number of shares received upon conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares") and Series C Convertible Preferred Stock (the "Series C Shares" and together with the Series A Shares and Series B Shares, collectively, the "Preferred Shares").
- [F2]As of the date hereof, JMI Equity Fund IV, L.P. ("Fund IV") owns an aggregate of 7,706,011 shares of Common Stock after conversion of the Series A Shares, Series B Shares and Series C Shares. Prior to the Issuer's initial public offering Fund IV owned 11,234,952 Series A Shares, 4,418,013 Series B Shares and 3,612,067 Series C Shares. As of the date hereof JMI Equity Fund IV (AI), L.P. ("Fund IV (AI)" and together with Fund IV, collectively the "Equity IV Funds") owns an aggregate of 610,240 shares of Common Stock after conversion of the Series A Shares, Series B Shares and Series C Shares. Prior to the Issuer's initial public offering Fund IV (AI) owned 889,698 Series A Shares, 349,863 Series B Shares and 286,040 Series C Shares.
- [F3]Mr. Woloson is a managing member of JMI Associates IV, L.L.C., the general partner of the Equity IV Funds. Mr. Woloson disclaims Section 16 beneficial ownership of the shares of Common Stock, Series A Shares, Series B Shares and Series C Shares held by the Equity IV Funds (collectively, the "Equity IV Fund Shares") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Equity IV Fund Shares, except to the extent of his pecuniary interest, if any, in the Equity IV Fund Shares by virtue of his membership interest in JMI Associates IV, L.L.C.
- [F4]Effective upon the closing of the Issuer's initial public offering of its Common Stock, each Preferred Share automatically converted at a ratio of 5-to-2 into the number of shares of Common Stock shown in column 7. The Preferred Shares had no expiration date.
Documents
Issuer
Eloqua, Inc.
CIK 0001375271
Entity typeother
Related Parties
1- filerCIK 0001334732
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 4:27 PM ET
- Size
- 14.1 KB