4//SEC Filing
Murray Patrick G 4
Accession 0001209191-12-041078
CIK 0000883107other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 3:11 PM ET
Size
20.1 KB
Accession
0001209191-12-041078
Insider Transaction Report
Form 4
Murray Patrick G
VP Research & Development
Transactions
- Award
Common Stock (right to buy)
2012-08-07$0.30/sh+52,000$15,600→ 52,000 totalExercise: $0.30From: 2013-08-07Exp: 2022-08-07→ Common Stock (52,000 underlying) - Exercise of In-Money
Common Stock
2012-07-20$0.33/sh+753$248→ 1,503 total - Exercise of In-Money
Subscription Rights (right to buy)
2012-07-20−750→ 0 totalExercise: $0.33From: 2012-06-13Exp: 2012-07-20→ Common Stock (256 underlying)
Holdings
- 9,000
Common Stock (right to buy)
Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (9,000 underlying) - 3,000
Common Stock (right to buy)
Exercise: $6.03From: 2006-09-27Exp: 2015-09-27→ Common Stock (3,000 underlying) - 30,000
Common Stock (right to buy)
Exercise: $1.02From: 2010-05-04Exp: 2019-05-04→ Common Stock (30,000 underlying) - 27,000
Common Stock (right to buy)
Exercise: $1.70From: 2011-05-03Exp: 2020-05-03→ Common Stock (27,000 underlying) - 3,000
Common Stock (right to buy)
Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (3,000 underlying) - 9,000
Common Stock (right to buy)
Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (9,000 underlying) - 16,000
Common Stock (right to buy)
Exercise: $3.14From: 2009-05-12Exp: 2018-05-12→ Common Stock (16,000 underlying) - 43,000
Common Stock (right to buy)
Exercise: $1.26From: 2012-05-02Exp: 2021-05-02→ Common Stock (43,000 underlying)
Footnotes (3)
- [F1]The reporting person exercised subscription rights issued pro rata to holders of Common Stock as of the close of business on the Record Date, to purchase 0.342 shares of Common Stock for each one share of Common Stock owned as of the close of business on the Record Date at a subscription price of $0.33 per full share under the basic subscription privilege of the issuer's rights offering, as well as additional shares under the oversubscription privilege.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F3]The reporting person exercised subscription rights issued pro rata to holders of Common Stock as of the close of business on the Record Date, to purchase 0.342 shares of Common Stock for each one share of Common Stock owned as of the close of business on the Record Date at a subscription price of $0.33 per full share under the basic subscription privilege of the issuer's rights offering.
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001446735
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 3:11 PM ET
- Size
- 20.1 KB