4//SEC Filing
Levenson David N 4
Accession 0001209191-12-041454
CIK 0000874766other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:15 PM ET
Size
20.2 KB
Accession
0001209191-12-041454
Insider Transaction Report
Form 4
Levenson David N
Executive Vice President
Transactions
- Disposition to Issuer
Common Stock
2012-08-10$17.12/sh−224.272$3,840→ 545.627 total - Exercise/Conversion
Common Stock
2012-08-10+224.272→ 769.899 total - Exercise/Conversion
Deferred Units
2012-08-10−224.272→ 224.272 totalExp: 2013-08-06→ Common Stock (224.272 underlying)
Holdings
- 3,467
Restricted Stock
- 2,466
Stock Option
Exercise: $65.99Exp: 2014-02-20→ Common Stock (2,466 underlying) - 64,775.72
Restricted Stock Unit
- 9,135
Stock Option
Exercise: $7.04Exp: 2019-02-25→ Common Stock (9,135 underlying) - 78,996
Stock Option
Exercise: $28.91Exp: 2021-03-01→ Common Stock (78,996 underlying) - 121,457
Stock Option
Exercise: $20.63Exp: 2022-02-28→ Common Stock (121,457 underlying) - 9,365.702
Restricted Units
Exp: 2012-11-05→ Common Stock (9,365.702 underlying) - 20,315.86
Restricted Units
Exp: 2013-02-25→ Common Stock (20,315.86 underlying) - 517.396
Deferred Units
Exp: 2013-05-03→ Common Stock (517.396 underlying)
Footnotes (8)
- [F1]Each deferred unit is the economic equivalent of one share of the Company's common stock. On August 10, 2012, 224.272 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on August 6, 2012.
- [F2]All options became exercisable as of February 18, 2007.
- [F3]All options became exercisable on February 25, 2012.
- [F4]One third of the options became exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
- [F5]One third of the options will become exercisable on February 28, 2013, an additional one third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
- [F6]Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
- [F7]One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- [F8]One-third of the deferred unit award settles in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP INC/DE
CIK 0000874766
Entity typeother
Related Parties
1- filerCIK 0001496141
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 4:15 PM ET
- Size
- 20.2 KB