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4//SEC Filing

CEMPRA, INC. 4

Accession 0001209191-12-042731

CIK 0001461993operating
View on SEC.govCompany Profile

Filed

Aug 20, 8:00 PM ET

Accepted

Aug 21, 4:07 PM ET

Size

15.6 KB

Accession

0001209191-12-042731

Insider Transaction Report

Form 4
Period: 2012-08-17
CEMPRA, INC.CEMP
MORRIS I WISTAR III
Director10% Owner
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-08-17$7.62/sh−2,500$19,050→ 12,500 total
    Exercise: $7.62Exp: 2022-03-20→ Common Stock (2,500 underlying)
  • Exercise/Conversion

    Common Stock

    2012-08-17$7.62/sh+2,500$19,050→ 744,533 total
Holdings

  • Warrant

    (indirect: By Trust)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,543 underlying)
    8,543

  • Common Stock

    (indirect: By Trust)
    474,616

  • Common Stock

    (indirect: By Spouse)
    517,566

  • Warrant

    (indirect: By Partnership)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (8,944 underlying)
    8,944

  • Warrant

    Exercise: $6.00Exp: 2018-08-05→ Common Stock (13,635 underlying)
    13,635

  • Warrant

    (indirect: By Spouse)
    Exercise: $6.00Exp: 2018-08-05→ Common Stock (9,345 underlying)
    9,345

  • Common Stock

    (indirect: By Partnership)
    496,286
Footnotes (4)
  • [F1]Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswold Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Morris is the spouse of Martha Morris and a trustee of the Cotswold Foundation.
  • [F3]The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
  • [F4]Immediately.

Documents

1 file

Issuer

CEMPRA, INC.

CIK 0001461993

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001461993

Filing Metadata

Form type
4
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:07 PM ET
Size
15.6 KB
View on SEC.gov